DFX Intelligence

F•••••• J••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

F•••••• J••••• C••••••••

Advisor at O•••• W•••••• I•••

EXTON, PA

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Search this name across graphsid dfx:ria:ee368730-36dc-4f50-0cb8-f3448b2187ef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 10, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 27, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jan 24, 2025	n/a	yes	EXTON, PA	Current employment
O•••• F•• I•••	Former SEC adviser	Apr 1, 2022	Jan 24, 2025	no	EXTON, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	O•••• W•••••• I•••	Jan 24, 2025	Jan 24, 2025	0	Bulk transfer	Ibd to ibd
C••• F•••••••• S•••••••• L•••	O•••• F•• I•••	Apr 1, 2022	Apr 1, 2022

Relationships

Registered with (3)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jan 24, 2025 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Apr 1, 2022 to Jan 24, 2025factForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Jun 10, 2016 to Apr 1, 2022factForm ADV

Dated events

Occurred
Apr 1, 2022
Advisor changed firm
F•••••• J••••• C•••••••• left C••• F•••••••• S•••••••• L••• for O•••• F•• I••• (registered 2022-04-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee368730-36dc-4f50-0cb8-f3448b2187ef
First observed: Jun 10, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.