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RIA / WealthAdvisorCertified Financial Planner14 years in industry

MATTHEW LEE BACON

Advisor at MAI CAPITAL MANAGEMENT, LLC

Gaithersburg, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee4282e8-daa1-e7ae-9c79-1fe875c81923

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 10, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAI CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 19, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 19, 2012
First registration: May 10, 2012
Dual registered: no
Other names: MATT BACON|Matthew L. Bacon|MATT LEE BACON
IAPD individual key: 6018492

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAI CAPITAL MANAGEMENT, LLC	Independent wealth	Dec 16, 2024	n/a	yes	Gaithersburg, MD	Current employment
CARMICHAEL HILL & ASSOCIATES INC	Former SEC adviser	Jun 3, 2019	Dec 12, 2024	no	GAITHERSBURG, MD	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Jul 11, 2016	Feb 25, 2019	no	AUSTIN, TX\|AUSTIN, TX\|Austin, TX	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 2, 2015	Jul 22, 2016	no	AUSTIN, TX	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	May 10, 2012	Jan 2, 2015	no	AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CARMICHAEL HILL & ASSOCIATES INC	MAI CAPITAL MANAGEMENT, LLC	Dec 12, 2024	Dec 16, 2024	4	Firm change	RIA to RIA
CUSO FINANCIAL SERVICES, L.P.	CARMICHAEL HILL & ASSOCIATES INC	Feb 25, 2019	Jun 3, 2019	98	Firm change	Ibd to RIA
MSI FINANCIAL SERVICES, INC.	CUSO FINANCIAL SERVICES, L.P.	Jul 22, 2016	Jul 11, 2016	-11	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	MSI FINANCIAL SERVICES, INC.	Jan 2, 2015	Jan 2, 2015	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105213:109807:MD:2024-12-12	Dec 12, 2024	Dec 16, 2024	GAITHERSBURG, MD	Firm change

Relationships

Registered with (5)

→ MAI CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Dec 16, 2024 to presentfactForm ADV
→ CARMICHAEL HILL & ASSOCIATES INCRegistered adviserregistration: previous registration
Jun 3, 2019 to Dec 12, 2024factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Jul 11, 2016 to Feb 25, 2019factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 2, 2015 to Jul 22, 2016factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
May 10, 2012 to Jan 2, 2015factForm ADV

Dated events

Occurred
Dec 12, 2024
Advisor changed firm
Matthew Lee Bacon left Carmichael Hill & Associates Inc for Mai Capital Management, Llc (registered 2024-12-16)
Form ADVobserved 4 days ago