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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

VITO ANTONIO FRANCONE

Advisor at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Newport Beach, CA | RED BANK, NJ

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Search this name across graphsid dfx:ria:ee4310d7-3e72-16c0-13e8-22b808a25904

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 8, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 11, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jan 11, 1995
First registration: Jul 8, 1997
Dual registered: yes, broker-dealer
IAPD individual key: 2349326

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC	Independent wealth	Oct 31, 2022	n/a	yes	Newport Beach, CA\|RED BANK, NJ	Current employment
CROWN CAPITAL SECURITIES, L.P.	Former SEC adviser	Mar 8, 2017	Nov 1, 2022	no	NEWPORT BEACH, CA\|NEWPORT BEACH, CA\|ORANGE, CA	Previous registration
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Aug 26, 2013	Dec 1, 2016	no	SAN DIEGO, CA\|BUENA PARK, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 7, 2004	Sep 23, 2013	no	NEWPORT BEACH, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jul 8, 1997	May 12, 2004	no	LAGUNA BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CROWN CAPITAL SECURITIES, L.P.	ALEXANDER CAPITAL WEALTH MANAGEMENT LLC	Nov 1, 2022	Oct 31, 2022	-1	Firm change	Ibd to RIA
INDEPENDENT FINANCIAL GROUP, LLC	CROWN CAPITAL SECURITIES, L.P.	Dec 1, 2016	Mar 8, 2017	97	Firm change	Other
LPL FINANCIAL LLC	INDEPENDENT FINANCIAL GROUP, LLC	Sep 23, 2013	Aug 26, 2013	-28	Firm change	Other
A. G. EDWARDS & SONS, INC.	LPL FINANCIAL LLC	May 12, 2004	May 7, 2004	-5	Firm change	Other

Relationships

Registered with (5)

→ ALEXANDER CAPITAL WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Oct 31, 2022 to presentfactForm ADV
→ CROWN CAPITAL SECURITIES, L.P.Registered adviserregistration: previous registration
Mar 8, 2017 to Nov 1, 2022factForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Aug 26, 2013 to Dec 1, 2016factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 7, 2004 to Sep 23, 2013factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jul 8, 1997 to May 12, 2004factForm ADV

Dated events

Occurred
Nov 1, 2022
Advisor changed firm
Vito Antonio Francone left Crown Capital Securities, L.P. for Alexander Capital Wealth Management Llc (registered 2022-10-31)
Form ADVobserved 5 days ago