This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RAYMOND JAMES & ASSOCIATES, INC.

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 8, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Jan 8, 2014

First registration

Dec 17, 2021

Dual registered

yes, broker-dealer

Other names

ADAM S ALTWERGER|ADAM SCOTT ALTWERGER|ADAM ALTWERGER

IAPD individual key

6274674

• Occurred

  Nov 24, 2023
  Advisor changed firm

  Adam Scott Altwerger left Morgan Stanley for Raymond James & Associates, Inc. (registered 2023-11-22)

  Form ADVobserved 6 days ago
• Occurred

  May 23, 2022
  Advisor changed firm

  Adam Scott Altwerger left Ubs Financial Services Inc. for Morgan Stanley (registered 2022-05-30)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ee48f6cb-03cc-2857-77be-7fb143f6951f

First observed

Dec 17, 2021

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.