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Advisor at HIGHTOWER ADVISORS, LLC
Scottsdale, AZ | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Dec 1, 2021 | n/a | yes | Scottsdale, AZ|CHICAGO, IL | Current employment |
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Nov 21, 2018 | Jul 2, 2021 | no | Scottsdale, AZ | Previous registration |
| WEALTHTRUST ARIZONA | Former SEC adviser | Dec 19, 2006 | Mar 28, 2019 | no | SCOTTSDALE, AZ | Previous registration |
| WEALTH TRUST - ARIZONA LLC | n/a | Nov 7, 2002 | Dec 7, 2006 | no | SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEALTHTRUST ARIZONA | HIGHTOWER ADVISORS, LLC | Mar 28, 2019 | Nov 21, 2018 | -127 | Firm change after gap | RIA to ibd |
| WEALTH TRUST - ARIZONA LLC | WEALTHTRUST ARIZONA | Dec 7, 2006 | Dec 19, 2006 | 12 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 141926:145323:AZ:2019-03-28 | Mar 28, 2019 | Nov 21, 2018 | SCOTTSDALE, AZ | Firm change after gap |