DFX Intelligence

M•••••• F•••••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

M•••••• F•••••••• S••••

Advisor at K•• W••••• M••••••••• L••

ENCINITAS, CA

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Search this name across graphsid dfx:ria:ee56c75a-cda2-79bc-fc3e-a72fc4d727ba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 20, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 17, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• W••••• M••••••••• L••	Independent wealth	Jun 25, 2018	n/a	yes	ENCINITAS, CA	Current employment
M••••• S••••••	Wirehouse	Jun 1, 2009	Jun 25, 2018	no	San Diego, CA\|SAN DIEGO, CA\|Carlsbad, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	K•• W••••• M••••••••• L••	Jun 25, 2018	Jun 25, 2018	0	Firm change	Wirehouse to new firm
M••••• S•••••• • C•• L••	M••••• S••••••	Jun 1, 2009	Jun 1, 2009

Relationships

Registered with (4)

→ K•• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 25, 2018 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Jun 25, 2018factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Mar 19, 2008 to Jun 1, 2009factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee56c75a-cda2-79bc-fc3e-a72fc4d727ba
First observed: Jan 20, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.