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Reading the graph
Advisor at MORGAN STANLEY
San Diego, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | n/a | yes | San Diego, CA | Current employment |
| MORGAN STANLEY & CO. LLC | n/a | Mar 3, 2009 | Jun 1, 2009 | no | SAN DIEGO, CA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Mar 4, 2004 | Mar 3, 2009 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MORGAN STANLEY & CO. LLC | Mar 3, 2009 | Mar 3, 2009 | 0 | Firm change | Other |