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RIA / WealthAdvisor25 years in industry

THOMAS EDGAR CASEY

Advisor at INTELLECTUS PARTNERS, LLC

SAN FRANCISCO, CA | CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee637815-3dc8-a7c8-7b58-200d51bb7fa8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 2
Observed: May 4, 2004 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Thomas Edgar Casey

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Thomas Edgar Casey

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTELLECTUS PARTNERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 20, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 20, 2000
First registration: May 4, 2004
Dual registered: no
Other names: JAY CASEY
IAPD individual key: 3045309

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTELLECTUS PARTNERS, LLC	Independent wealth	Jun 26, 2015	n/a	yes	CHARLOTTE, NC\|SAN FRANCISCO, CA	Current employment
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Jun 1, 2004	Jul 9, 2015	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
LEHMAN BROTHERS INC.	n/a	May 4, 2004	Jun 9, 2004	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DEUTSCHE BANK SECURITIES INC.	INTELLECTUS PARTNERS, LLC	Jul 9, 2015	Jun 26, 2015	-13	Firm change	Other
LEHMAN BROTHERS INC.	DEUTSCHE BANK SECURITIES INC.	Jun 9, 2004	Jun 1, 2004	-8	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
2525:173140:CA:2015-07-09	Jul 9, 2015	Jun 26, 2015	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (3)

→ INTELLECTUS PARTNERS, LLCRegistered adviserregistration: current employment
Jun 26, 2015 to presentfactForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Jun 1, 2004 to Jul 9, 2015factForm ADV
→ LEHMAN BROTHERS INC.Registered adviserregistration: previous registration
May 4, 2004 to Jun 9, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee637815-3dc8-a7c8-7b58-200d51bb7fa8
First observed: May 4, 2004
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THOMAS EDGAR CASEY

Advisor at INTELLECTUS PARTNERS, LLC

SAN FRANCISCO, CA | CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee637815-3dc8-a7c8-7b58-200d51bb7fa8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

INTELLECTUS PARTNERS, LLC

Independent wealth

Jun 26, 2015

n/a

yes

CHARLOTTE, NC|SAN FRANCISCO, CA

Current employment

DEUTSCHE BANK SECURITIES INC.

No RAUM reported

Jun 1, 2004

Jul 9, 2015

SAN FRANCISCO, CA|SAN FRANCISCO, CA

Previous registration

LEHMAN BROTHERS INC.

n/a

May 4, 2004

Jun 9, 2004

SAN FRANCISCO, CA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

DEUTSCHE BANK SECURITIES INC.

INTELLECTUS PARTNERS, LLC

Jul 9, 2015

Jun 26, 2015

-13

Firm change

Other

LEHMAN BROTHERS INC.

DEUTSCHE BANK SECURITIES INC.

Jun 9, 2004

Jun 1, 2004

-8

Firm change

Other

Team

Left

Joined

From

Kind

2525:173140:CA:2015-07-09

Jul 9, 2015

Jun 26, 2015

SAN FRANCISCO, CA

Firm change