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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

Susan V. Walker-Gomez

Advisor at J.P. MORGAN SECURITIES LLC

Morristown, NJ

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Search this name across graphsid dfx:ria:ee63d1e5-f3bc-3239-a01f-d224e17d080e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 23, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 22, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jun 22, 2010
First registration: Jun 23, 2010
Dual registered: yes, broker-dealer
Other names: SUSAN V WALKER|SUSAN V GOMEZ-WALKER|SUSAN WALKER-GOMEZ|SUSAN V WALKER|SUSAN WALKER
IAPD individual key: 4500703

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	May 23, 2019	n/a	yes	Morristown, NJ	Current employment
PRECISION FINANCIAL SERVICES	Independent wealth	Apr 5, 2018	Apr 18, 2019	no	MINE HILL, NJ	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Sep 11, 2012	May 8, 2017	no	TENAFLY, NJ\|TENAFLY, NJ\|LITTLE FALLS, NJ\|WOODLAND PARK, NJ	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 23, 2010	Jul 16, 2012	no	PARAMUS, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRECISION FINANCIAL SERVICES	J.P. MORGAN SECURITIES LLC	Apr 18, 2019	May 23, 2019	35	Firm change	RIA to wirehouse
PNC WEALTH MANAGEMENT	PRECISION FINANCIAL SERVICES	May 8, 2017	Apr 5, 2018	332	Firm change	Other
UBS FINANCIAL SERVICES INC.	PNC WEALTH MANAGEMENT	Jul 16, 2012	Sep 11, 2012	57	Firm change	Other

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
May 23, 2019 to presentfactForm ADV
→ PRECISION FINANCIAL SERVICESRegistered adviserregistration: previous registration
Apr 5, 2018 to Apr 18, 2019factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 11, 2012 to May 8, 2017factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jun 23, 2010 to Jul 16, 2012factForm ADV

Dated events

No dated event names this entity yet.