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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

DARREN KEEFE DAYE

Advisor at EQUITABLE ADVISORS, LLC

IRVINE, CA | LAS VEGAS, NV

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Search this name across graphsid dfx:ria:ee69af6b-04c2-62a1-1d8a-4435d5ed8c03

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 6, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EQUITABLE ADVISORS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 6, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S66|S65
First exam: Jul 6, 1998
First registration: Apr 6, 2005
Dual registered: yes, broker-dealer
Other names: DARREN K DAYE|DARREN KEEFE DAYE|DARREN DAYE|DARREN KEEFE DAYE
IAPD individual key: 3032746

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EQUITABLE ADVISORS, LLC	National bd RIA	Dec 20, 2024	n/a	yes	LAS VEGAS, NV\|IRVINE, CA	Current employment
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Jun 26, 2015	Jan 13, 2025	no	IRVINE, CA\|IRVINE, CA\|LAS VEGAS, NV\|NEWPORT BEACH, CA\|LAS VEGAS, NV	Previous registration
SELECT PLANNING GROUP, INC.	n/a	Sep 30, 2014	Oct 28, 2015	no	IRVINE, CA	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 6, 2005	Sep 5, 2014	no	NEWPORT BEACH, CA\|NEWPORT BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B. RILEY WEALTH ADVISORS, INC.	EQUITABLE ADVISORS, LLC	Jan 13, 2025	Dec 20, 2024	-24	Firm change	Ibd to ibd
SELECT PLANNING GROUP, INC.	B. RILEY WEALTH ADVISORS, INC.	Oct 28, 2015	Jun 26, 2015	-124	Firm change after gap	Other
SECURIAN FINANCIAL SERVICES, INC.	SELECT PLANNING GROUP, INC.	Sep 5, 2014	Sep 30, 2014	25	Firm change	Other

Relationships

Registered with (4)

→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: current employment
Dec 20, 2024 to presentfactForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Jun 26, 2015 to Jan 13, 2025factForm ADV
→ SELECT PLANNING GROUP, INC.Registered adviserregistration: previous registration
Sep 30, 2014 to Oct 28, 2015factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 6, 2005 to Sep 5, 2014factForm ADV

Dated events

Occurred
Jan 13, 2025
Advisor changed firm
Darren Keefe Daye left B. Riley Wealth Advisors, Inc. for Equitable Advisors, Llc (registered 2024-12-20)
Form ADVobserved 6 days ago