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Advisor at LPL FINANCIAL LLC
ALVATON, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 17, 2020 | n/a | yes | ALVATON, KY | Current employment |
| INVESTACORP ADVISORY SERVICES INC | Former SEC adviser | Mar 25, 1999 | Jul 20, 2020 | no | BOWLING GREEN, KY|AKRON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTACORP ADVISORY SERVICES INC | LPL FINANCIAL LLC | Jul 20, 2020 | Jun 17, 2020 | -33 | Firm change after gap | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109011:6413:OH:2020-07-20 | Jul 20, 2020 | Jun 17, 2020 | AKRON, OH | Firm change after gap |