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Advisor at LASALLE ST. INVESTMENT ADVISORS, L.L.C.
Pasadena, CA | ELMHURST, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LASALLE ST. INVESTMENT ADVISORS, L.L.C. | Bd affiliated wealth | May 22, 2017 | n/a | yes | Pasadena, CA|ELMHURST, IL | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Dec 8, 2016 | May 23, 2017 | no | LA VISTA, NE | Previous registration |
| FOOTHILL SECURITIES, INC. | Former SEC adviser | Jun 19, 2009 | Dec 8, 2016 | no | Santa Clara, CA|PASADENA, CA|Santa Clara, CA|SANTA CLARA, CA | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Sep 17, 1996 | Jun 22, 2009 | no | PASADENA, CA|WOODLAND HILLS, CA|PASADENA, CA|PASADENA, CA|PASADENA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | LASALLE ST. INVESTMENT ADVISORS, L.L.C. | May 23, 2017 | May 22, 2017 | -1 | Firm change | Other |
| FOOTHILL SECURITIES, INC. | SECURITIES AMERICA ADVISORS, INC. | Dec 8, 2016 | Dec 8, 2016 | 0 | Firm change | Other |
| NEW ENGLAND SECURITIES CORPORATION | FOOTHILL SECURITIES, INC. | Jun 22, 2009 | Jun 19, 2009 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 1027:110518:CA:2016-12-07 | Dec 8, 2016 | Dec 8, 2016 | SANTA CLARA, CA | Firm change |