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Advisor at PARK AVENUE SECURITIES LLC
FLORHAM PARK, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Mar 8, 2021 | n/a | yes | FLORHAM PARK, NJ | Current employment |
| LIFE PLANNING ALLIANCE, LLC | Former SEC adviser | Nov 19, 2018 | Dec 16, 2019 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LIFE PLANNING ALLIANCE, LLC | PARK AVENUE SECURITIES LLC | Dec 16, 2019 | Mar 8, 2021 | 448 | Firm change after gap | RIA to ibd |