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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

STUART ALLEN PIPHO

Advisor at VALIC FINANCIAL ADVISORS, INC.

LITTLE ROCK, AR | SHREVEPORT, LA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VALIC FINANCIAL ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 9, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 8
Exams: S65|S63
First exam: Jun 9, 2003
First registration: Jan 4, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4670385

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jan 7, 2017	n/a	yes	SHREVEPORT, LA\|LITTLE ROCK, AR	Current employment
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	May 1, 2006	Nov 5, 2007	no	LITTLE ROCK, AR\|CONWAY, AR\|CONWAY, AR\|SHERWOOD, AR\|MAUMELLE, AR\|NORTH LITTLE ROCK, AR\|LITTLE ROCK, AR\|LITTLE ROCK, AR	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Sep 2, 2005	May 1, 2006	no	N. LITTLE ROCK, AR\|N. LITTLE ROCK, AR	Previous registration
FIRST COMMAND BANK	n/a	Jan 4, 2005	Sep 2, 2005	no	FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT CENTERS OF AMERICA, INC.	VALIC FINANCIAL ADVISORS, INC.	Nov 5, 2007	Jan 7, 2017	3,351	Firm change after gap	Other
FIRST COMMAND FINANCIAL PLANNING, INC.	INVESTMENT CENTERS OF AMERICA, INC.	May 1, 2006	May 1, 2006	0	Firm change	Other
FIRST COMMAND BANK	FIRST COMMAND FINANCIAL PLANNING, INC.	Sep 2, 2005	Sep 2, 2005	0	Firm change	Other

Relationships

Registered with (4)

→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: current employment
Jan 7, 2017 to presentfactForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
May 1, 2006 to Nov 5, 2007factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Sep 2, 2005 to May 1, 2006factForm ADV
→ FIRST COMMAND BANKRegistered adviserregistration: previous registration
Jan 4, 2005 to Sep 2, 2005factForm ADV

Dated events

No dated event names this entity yet.