This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$60.0MItem 5.F on the latest filing (2013-11-15); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$0

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

0

Advisory employees

0

Accounts

2

SEC number

801-78848

CRD

165794

Filings on the tape

1

First filed

Nov 15, 2013

Latest filed

Nov 15, 2013

Organised

Limited Liability Company, New York

• Occurred

  Nov 15, 2013
  First Form ADV filing

  Rcg Partners filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ee7afdc6-a946-cf4b-685a-2faa3c700391

First observed

Nov 15, 2013

Last observed

Nov 15, 2013 156 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.