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P•••••• E••••• I••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

P•••••• E••••• I••••••••• I•••

P•••••• E••••• I••••••••, INC, CRD 160559

NEW YORK, NY

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Search this name across graphsid dfx:ria:ee7ba757-7024-8ae3-066f-1a2e2e74fa07

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 2
Observed: Feb 13, 2012 to Mar 27, 2026
16 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P•••••• E••••• I••••••••• I•••

P•••••• equity manager · shared crd

Independent Sponsorsidentity

P•••••• E••••• I••••••••• I•••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $85.4MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $85.4M
P•••••• client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
P•••••• client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

P•••••• funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•••••• E••••• I••••••••• F••• V• L•••	P•••••• Equity Fund	$81.6M	Mar 27, 2024	70	Feb 13, 2012	reported	n/a
P•••••• E••••• I••••••••• F••• I•• L•••	P•••••• Equity Fund

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• C••••••• R••••••	CHIEF COMPLIANCE OFFICER	Na	yes	03/2016	Mar 29, 2016	Mar 27, 2024
P•••••••• D••••• B•••••	M••••••• DIRECTOR	Na	yes	09/1992	Feb 13, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•• M••••••• P••••••• I•• L••	n/a	n/a	n/a	Y	no	n/a
P•• M••••••• P••••••• V• L••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	P•••••• funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$85.4M	$93.9M	-9.0%	$90.2M	-1.8%	4	4	0	0

Relationships

Advises (5)

→ P•••••• E••••• I••••••••• F••• V• L•••Private fundP•••••• Equity Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ P•••••• E••••• I••••••••• F••• I•• L•••Private fundP•••••• Equity Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ P•••••• E••••• I••••••••• F••• I•• L•••Private fundP•••••• Equity Fund, IA, no longer reported
Feb 13, 2012 to Mar 18, 2015factForm ADV
→ P•• C•••••• P•••••••• L•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee7ba757-7024-8ae3-066f-1a2e2e74fa07
First observed: Feb 13, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 27, 2026	$85.4M	$85.4M	4	3	0	2	n/a
2024	Mar 28, 2025	$93.9M	$93.9M	4	3	0	2	n/a
2023	Mar 27, 2024	$89.7M	$89.7M	4	3	0	2	$89.7M
2022	Mar 29, 2023	$90.2M	$90.2M	4	3	0	2	$90.2M
2021	Mar 25, 2022	$101M	$101M	5	4	0	2	$101M
2020	Mar 29, 2021	$93.4M	$93.4M	5	4	0	2	$93.4M
2019	Apr 14, 2020	$99.0M	$99.0M	5	4	0	2	$99.0M
2018	Mar 29, 2019	$90.8M	$90.8M	4	3	0	2	$90.8M
2017	Mar 27, 2018	$119M	$119M	4	3	1	2	$119M
2016	Mar 30, 2017	$114M	$114M	5	4	n/a	2	$114M
2015	Mar 29, 2016	$221M	$221M	7	6	n/a	2	$221M
2014	Mar 18, 2015	$306M	$306M	9	7	n/a	4	$306M
2013	Mar 21, 2014	$330M	$330M	9	7	n/a	5	$310M
2012	Apr 1, 2013	$310M	$310M	9	7	n/a	5	$310M