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Advisor at BALEFIRE, LLC
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BALEFIRE, LLC | Independent wealth | Jan 11, 2024 | n/a | yes | DALLAS, TX | Current employment |
| BALEFIRE, LLC | Independent wealth | Jun 15, 2015 | Dec 31, 2023 | no | DALLAS, TX|Palm Bay, FL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 20, 2015 | Jun 29, 2022 | no | DALLAS, TX|SAN DIEGO, CA|DES MOINES, IA|DALLAS, TX | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Dec 20, 2011 | Oct 2, 2013 | no | DALLAS, TX|WEST DES MOINES, IA|WEST DES MOINES, IA|PLANO, TX | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Mar 7, 2005 | Dec 12, 2011 | no | WEST DES MOINES, IA|DES MOINES, IA|WEST DES MOINES, IA|WEST DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | BALEFIRE, LLC | Jun 29, 2022 | Jun 15, 2015 | -2,571 | Firm change after gap | Other |
| SECURIAN FINANCIAL SERVICES, INC. | LPL FINANCIAL LLC | Oct 2, 2013 | Jan 20, 2015 | 475 | Firm change after gap | Other |
| PRINCIPAL SECURITIES, INC. | SECURIAN FINANCIAL SERVICES, INC. | Dec 12, 2011 | Dec 20, 2011 | 8 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:168733:TX:2022-06-22 | Jun 29, 2022 | Jun 15, 2015 | DALLAS, TX | Firm change after gap |