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Advisor at U.S. BANCORP ADVISORS, LLC
Naples, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Feb 13, 2026 | n/a | yes | Naples, FL | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Sep 23, 2024 | Feb 14, 2026 | no | SAINT PAUL, MN|Naples, FL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 29, 2012 | Oct 3, 2024 | no | GLENVIEW, IL|SAN DIEGO, CA|FORT MYERS, FL | Previous registration |
| ROMANO WEALTH MANAGEMENT | Independent wealth | May 21, 2001 | May 29, 2012 | no | EVANSTON, IL|EVANSTON, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP ADVISORS, LLC | Feb 14, 2026 | Feb 13, 2026 | -1 | Bulk transfer | Ibd to ibd |
| LPL FINANCIAL LLC | U.S. BANCORP INVESTMENTS, INC. | Oct 3, 2024 | Sep 23, 2024 | -10 | Firm change | Ibd to ibd |
| ROMANO WEALTH MANAGEMENT | LPL FINANCIAL LLC | May 29, 2012 | May 29, 2012 | 0 | Firm change | Other |