This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$102MItem 5.F on the latest filing (2026-07-31); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$96.0M

Private client RAUM

$99.4MderivedItem 5.D individuals plus high net worth individuals

Private client share

98%derivedprivate client RAUM over total RAUM

Advisors on IAPD

4

RAUM per advisor

$25.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

2

Advisory employees

1

Offices

1Schedule D 1.F, beyond the principal office

Accounts

269

Individual clients

45

High net worth clients

50

SEC number

801-133697

CRD

336534

Filings on the tape

5

First filed

Jul 9, 2025

Latest filed

Jul 31, 2026

Organised

Limited Liability Company, DE

Website

hanoversquarewa.com

• Occurred

  Jul 14, 2025
  Team lift-out

  2 advisors left UBS Financial Services Inc. (King, NC) for Hanover Square Wealth Advisors LLC on the same day

  Form ADVobserved 4 days ago
  2 advisors

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ee8fc3b8-667d-bef4-5238-70ddc9501e79

First observed

Jul 9, 2025

Last observed

Jul 31, 2026 51 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.