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Advisor at NWF ADVISORY SERVICES INC
LOS ANGELES, CA | Santa Rosa, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NWF ADVISORY SERVICES INC | Independent wealth | Feb 6, 2017 | n/a | yes | Santa Rosa, CA|LOS ANGELES, CA | Current employment |
| WHJR ASSOCIATES | Former SEC adviser | Jul 23, 1998 | Apr 18, 2017 | no | SANTA ROSA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WHJR ASSOCIATES | NWF ADVISORY SERVICES INC | Apr 18, 2017 | Feb 6, 2017 | -71 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 113269:110410:CA:2017-04-18 | Apr 18, 2017 | Feb 6, 2017 | SANTA ROSA, CA | Firm change after gap |