DFX Intelligence

E•••• L••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

E•••• L••••• F••••••

Advisor at M••••• W•••••• L••

MONTGOMERY, AL

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Search this name across graphsid dfx:ria:ee9d2711-0034-ecd1-0c56-1c47e3bf5537

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 28, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 7, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W•••••• L••	Independent wealth	May 30, 2025	n/a	yes	MONTGOMERY, AL	Current employment
S•••••••• A•••••••• L••	Bd affiliated wealth	Apr 21, 2023	Oct 1, 2025	no	MONTGOMERY, AL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A•••••••• L••	M••••• W•••••• L••	Oct 1, 2025	May 30, 2025	-124	Firm change after gap	Ibd to new firm
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	S•••••••• A•••••••• L••	May 6, 2021	Apr 21, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
226606:335291:AL:2025-10-01	Oct 1, 2025	May 30, 2025	MONTGOMERY, AL	Firm change after gap

Relationships

Registered with (7)

→ M••••• W•••••• L••Registered adviserregistration: current employment
May 30, 2025 to presentfactForm ADV
→ S•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 21, 2023 to Oct 1, 2025factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Mar 27, 2018 to May 6, 2021factForm ADV
→ A•••••••• P••••••• L••

Dated events

Occurred
Oct 1, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee9d2711-0034-ecd1-0c56-1c47e3bf5537
First observed: Oct 28, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.