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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

BRANDON MICHAEL WONG

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eea02517-f3f0-e811-47f5-48a7f91f4c8d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 19, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 7, 2013
First registration: Aug 19, 2013
Dual registered: yes, broker-dealer
Other names: BRANDON WONG
IAPD individual key: 6175367

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2017	n/a	yes	MILBANK, SD\|GRAND FORKS, ND\|ADA, MN\|EAST GRAND FORKS, MN\|OSLO, MN\|CLINTON, MN\|WARREN, MN	Current employment
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Jun 23, 2015	Nov 29, 2017	no	GRAND FORKS, ND	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Aug 19, 2013	Jun 4, 2015	no	EAST GRAND FORKS, MN\|GRAND FORKS, ND	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT CENTERS OF AMERICA, INC.	LPL FINANCIAL LLC	Nov 29, 2017	Nov 29, 2017	0	Bulk transfer	Other
INVEST FINANCIAL CORPORATION	INVESTMENT CENTERS OF AMERICA, INC.	Jun 4, 2015	Jun 23, 2015	19	Channel change	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 29, 2017 to presentfactForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
Jun 23, 2015 to Nov 29, 2017factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Aug 19, 2013 to Jun 4, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eea02517-f3f0-e811-47f5-48a7f91f4c8d
First observed: Aug 19, 2013
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRANDON MICHAEL WONG

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eea02517-f3f0-e811-47f5-48a7f91f4c8d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:48 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Nov 29, 2017

n/a

yes

Current employment

INVESTMENT CENTERS OF AMERICA, INC.

Former SEC adviser

Jun 23, 2015

Nov 29, 2017

GRAND FORKS, ND

Previous registration

INVEST FINANCIAL CORPORATION

Former SEC adviser

Aug 19, 2013

Jun 4, 2015

EAST GRAND FORKS, MN|GRAND FORKS, ND

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

INVESTMENT CENTERS OF AMERICA, INC.

LPL FINANCIAL LLC

Nov 29, 2017

Bulk transfer

Other

INVEST FINANCIAL CORPORATION

INVESTMENT CENTERS OF AMERICA, INC.

Jun 4, 2015

Jun 23, 2015

Channel change

Other