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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

WAYNE ADGER HOWLE

Advisor at JANNEY MONTGOMERY SCOTT LLC

Florence, SC

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Search this name across graphsid dfx:ria:eea4fe31-567f-1a1b-621b-a6019338c6d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JANNEY MONTGOMERY SCOTT LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 2, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Oct 2, 1985
First registration: Jan 28, 2002
Dual registered: yes, broker-dealer
Other names: WAYNE A HOWLE
IAPD individual key: 1361180

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Jan 18, 2019	n/a	yes	Florence, SC	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 30, 2012	Jan 25, 2019	no	FLORENCE, SC	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 2, 2009	Jan 31, 2012	no	FLORENCE, SC	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Jul 16, 2004	Jan 2, 2009	no	RINGGOLD, GA\|CHERAW, SC\|DILLON, SC\|LATTA, SC\|CHERAW, SC\|FLORENCE, SC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 20, 2002	Oct 28, 2003	no	FLORENCE, SC	Previous registration
WACHOVIA SECURITIES, INC.	n/a	Jan 28, 2002	Jun 20, 2002	no	FLORENCE, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	JANNEY MONTGOMERY SCOTT LLC	Jan 25, 2019	Jan 18, 2019	-7	Firm change	Wirehouse to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	WELLS FARGO ADVISORS	Jan 31, 2012	Jan 30, 2012	-1	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 2, 2009	Jan 2, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES, INC.	Oct 28, 2003	Jul 16, 2004	262	Firm change	Other
WACHOVIA SECURITIES, INC.	WELLS FARGO ADVISORS	Jun 20, 2002	Jun 20, 2002	0	Bulk transfer	Other

Relationships

Registered with (5)

→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: current employment
Jan 18, 2019 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 30, 2012 to Jan 25, 2019factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 2, 2009 to Jan 31, 2012factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 16, 2004 to Jan 2, 2009factForm ADV
→ WACHOVIA SECURITIES, INC.Registered adviserregistration: previous registration
Jan 28, 2002 to Jun 20, 2002factForm ADV

Dated events

No dated event names this entity yet.