DFX Intelligence

P••••••••• C•••••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserState registeredState registeredRAUM none

P••••••••• C•••••• P••••••• L••

CRD 341750

CHARLESTON, SC

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Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 1
Observed: Mar 31, 2026 to Mar 31, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

P••••••••• C•••••• P••••••• L••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 802-136095
CRD: 341750
Filings on the tape: 1
First filed: Mar 31, 2026
Latest filed: Mar 31, 2026

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••••••••• P•••••• C••••• F••• L•	Other Private Fund	$30.4M	Mar 31, 2026	21	Mar 31, 2026	reported	021-542568
P•• S• 2••• I• L••	Other Private Fund	$9.4M	Mar 31, 2026

Relationships

Advises (2)

→ P•• S• 2••• I• L••Private fundOther Private Fund, ERA
Mar 31, 2026 to presentfactForm ADV
→ P••••••••• P•••••• C••••• F••• L•Private fundOther Private Fund, ERA
Mar 31, 2026 to presentfactForm ADV

Dated events

Occurred
Mar 31, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$30.4M
Occurred
Mar 31, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$9.4M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 31, 2026
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.