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Advisor at CLG LLC
LONG BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CLG LLC | Independent wealth | Feb 16, 2017 | n/a | yes | LONG BEACH, CA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | Dec 31, 2023 | no | LONG BEACH, CA | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jun 30, 2000 | Jun 29, 2023 | no | GARDENA, CA|EL MONTE, CA|DAVIS, CA|NAPA, CA|LONG BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | n/a | Dec 31, 2023 | n/a | n/a | Departure no registered destination | Departure |
| CETERA ADVISOR NETWORKS LLC | CLG LLC | Jun 29, 2023 | Feb 16, 2017 | -2,324 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 13572:282605:CA:2023-06-29 | Jun 29, 2023 | Feb 16, 2017 | LONG BEACH, CA | Firm change after gap |