DFX Intelligence

A••• L••••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

A••• L••••• J•••••

Advisor at L•••••• I•••••••••

BETHLEHEM, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 27, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• I•••••••••	Independent wealth	Jul 20, 2026	n/a	yes	BETHLEHEM, PA	Current employment
V•••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Jan 27, 2021	Jul 30, 2026	no	SEVEN FIELDS, PA\|SEVEN FIELDS, PA\|SEVEN FIELDS, PA\|ALLENTOWN, PA\|ALLENTOWN, PA\|TELFORD, PA\|SEVEN FIELDS, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••• F•••••••• A•••••••• I•••	L•••••• I•••••••••	Jul 30, 2026	Jul 20, 2026	-10	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ L•••••• I•••••••••Registered adviserregistration: current employment
Jul 20, 2026 to presentfactForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 27, 2021 to Jul 30, 2026factForm ADV

Dated events

Order

Occurred
30 Jul 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 27, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.