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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

IMPERIUM PARTNERS GROUP, LLC

CRD 162389

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eec9587d-d9b9-8393-faef-bdada66d4867

Data as of Apr 19, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 1
Observed: Mar 21, 2012 to Apr 19, 2017
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Imperium Partners Group, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $14.8MItem 5.F on the latest filing (2017-04-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $14.8M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Accounts: 1
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $28.0Mgross asset value as reported per fund; never fund size
SEC number: 801-74754
CRD: 162389
Filings on the tape: 7
First filed: Mar 21, 2012
Latest filed: Apr 19, 2017
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
IMPERIUM SPECIAL FINANCE FUND LP	Private Equity Fund	$13.0M	Apr 19, 2017	3	Mar 21, 2012	reported	n/a
IMPERIUM COMMERCIAL FINANCE MASTER FUND LP	Hedge Fund	$0	Apr 19, 2017	2	Mar 21, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MICHAELSON, JOHN, CHARLES	Ceo	D	yes	05/2005	Mar 21, 2012	Apr 19, 2017
CAPONE, VINCENT, STANLEY	COO/CCO	B	no	04/2012	Mar 28, 2013	Apr 19, 2017
MCKAY, JAMES, JOSEPH	INTEREST HOLDER	B	no	09/2012	Mar 28, 2013	Apr 19, 2017
STEWARD, WILLIAM, CREE	INTEREST HOLDER	A	no	09/2012	Mar 21, 2012	Apr 19, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
IMPERIUM ADVISERS, LLC	n/a	n/a	n/a	Y	yes	n/a
IMPERIUM COMMERCIAL FINANCE, LLC	n/a	n/a	n/a	N	yes	n/a
IMPERIUM GP, LLC	n/a	n/a	n/a	N	yes	n/a
IMPERIUM SPECIAL FINANCE MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a
IMPERIUM SPECIAL FINANCE, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Apr 19, 2017	$14.8M	$14.8M	4	3	n/a	3	$28.0M
2015	May 23, 2016	$15.0M	$15.0M	4	3	n/a	3	$28.0M
2014	Jun 4, 2015	$10.9M	$10.9M	4	3	n/a	3	$27.7M
2013	May 12, 2014	$33.4M	$33.4M	4	3	n/a	3	$27.7M
2012	Mar 28, 2013	$43.8M	$43.8M	4	3	n/a	3	$27.7M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$14.8M	$15.0M	-1.3%	$33.4M	-23.8%	4	4	n/a	n/a

Relationships

Advises (2)

→ IMPERIUM COMMERCIAL FINANCE MASTER FUND LPPrivate fundHedge Fund, IA
Mar 21, 2012 to presentfactForm ADV
→ IMPERIUM SPECIAL FINANCE FUND LPPrivate fundPrivate Equity Fund, IA
Mar 21, 2012 to presentfactForm ADV

Owns (3)

← STEWARD, WILLIAM, CREEOwnerINTEREST HOLDER, ownership code A, individual
Mar 21, 2012 to presentfactForm ADV
← MCKAY, JAMES, JOSEPHOwnerINTEREST HOLDER, ownership code B, individual
Mar 28, 2013 to presentfactForm ADV
← CAPONE, VINCENT, STANLEYOwnerCOO/CCO, ownership code B, individual
Mar 28, 2013 to presentfactForm ADV

Controls (1)

← MICHAELSON, JOHN, CHARLESOwnerCEO, ownership code D, individual
Mar 21, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eec9587d-d9b9-8393-faef-bdada66d4867
First observed: Mar 21, 2012
Last observed: Apr 19, 2017 114 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

IMPERIUM PARTNERS GROUP, LLC

CRD 162389

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eec9587d-d9b9-8393-faef-bdada66d4867

Data as of Apr 19, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:24 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

IMPERIUM SPECIAL FINANCE FUND LP

Private Equity Fund

$13.0M

Apr 19, 2017

Mar 21, 2012

reported

n/a

IMPERIUM COMMERCIAL FINANCE MASTER FUND LP

Hedge Fund

Apr 19, 2017

Mar 21, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MICHAELSON, JOHN, CHARLES

Ceo

yes

05/2005

Mar 21, 2012

Apr 19, 2017

CAPONE, VINCENT, STANLEY

COO/CCO

04/2012

Mar 28, 2013

Apr 19, 2017

MCKAY, JAMES, JOSEPH

INTEREST HOLDER

09/2012

Mar 28, 2013

Apr 19, 2017

STEWARD, WILLIAM, CREE

INTEREST HOLDER

09/2012

Mar 21, 2012

Apr 19, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

IMPERIUM ADVISERS, LLC

n/a

yes

n/a

IMPERIUM COMMERCIAL FINANCE, LLC

n/a

yes

n/a

IMPERIUM GP, LLC

n/a

yes

n/a

IMPERIUM SPECIAL FINANCE MANAGEMENT LLC

n/a

yes

n/a

IMPERIUM SPECIAL FINANCE, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Apr 19, 2017

$14.8M

n/a

$28.0M

2015

May 23, 2016

$15.0M

n/a

$28.0M

2014

Jun 4, 2015

$10.9M

n/a

$27.7M

2013

May 12, 2014

$33.4M

n/a

$27.7M

2012

Mar 28, 2013

$43.8M

n/a

$27.7M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$14.8M

$15.0M

-1.3%

$33.4M

-23.8%

n/a