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CRD 300807
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ERIK LESLIE GEBHARD | n/a | DARNESTOWN, MD | Laguna Niguel, CA | 5 | 35 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CARTER, THOMAS, ANTHONY | President | B | yes | 11/2019 | Feb 4, 2020 | Feb 20, 2024 |
| FLAIG, WILLIAM, EDWARD | CHIEF EXECUTIVE OFFICER AND CCO | D | yes | 06/2016 | Nov 26, 2019 | Feb 20, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 20, 2026 | $137M | $137M | 2 | 1 | 0 | n/a | n/a |
| 2024 | Mar 13, 2025 | $114M | $114M | 2 | 1 | 0 | n/a | n/a |
| 2023 | Feb 20, 2024 | $80.3M | $80.3M | 2 | 1 | 0 | n/a | n/a |
| 2022 | Mar 11, 2023 | $34.2M | $34.2M | 2 | 1 | 0 | n/a | n/a |
| 2021 | Mar 23, 2022 | $34.7M | $34.7M | 2 | 1 | 0 | n/a | n/a |
| 2020 | Feb 17, 2021 | $4.3M | $4.3M | 2 | 1 | 0 | n/a | n/a |
| 2019 | Mar 19, 2020 | n/a | n/a | 2 | 1 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $137M | $114M | 20.3% | $34.2M | 58.8% | 2 | 2 | 0 | 0 |