DFX Intelligence

J••••• R•• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor46 years in industry

J••••• R•• R••••

Advisor at P•••••• A•••••• G••••• L••

MORRISTOWN, NJ | Cape Coral, FL

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 2, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 17, 1979earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Jul 22, 2024	n/a	yes	MORRISTOWN, NJ\|Cape Coral, FL	Current employment
A•••••••• I••••••••• M••••••••• L••	Former SEC adviser	Sep 22, 2008	Dec 31, 2019	no	NAPLES, FL\|CEDAR RAPIDS, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• I••••••••• M••••••••• L••	P•••••• A•••••• G••••• L••	Dec 31, 2019	Jul 22, 2024	1,665	Firm change after gap	RIA to ibd
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	A•••••••• I••••••••• M••••••••• L••	Dec 1, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
146236:155216:IA:2019-12-31	Dec 31, 2019	Jul 22, 2024	CEDAR RAPIDS, IA	Firm change after gap

Relationships

Registered with (5)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Jul 22, 2024 to presentfactForm ADV
→ A•••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 22, 2008 to Dec 31, 2019factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Aug 15, 2003 to Dec 1, 2009factForm ADV
→ J••• R•••• I••••••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 2, 2000
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.