DFX Intelligence

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RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM 10b 100b

PRIVATE ADVISOR GROUP, LLC

CRD 155216

MORRISTOWN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eab62033-4ae5-5641-cab6-4d7863c11b9b

Data as of Sep 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1,480
Dated events: 40
On other graphs: 0
Observed: Dec 7, 2011 to Sep 11, 2026
263 observations

Right now

2 signals name this record (all ria / wealth signals)

#1NewDerived metricRIA / WealthAdvisor Recruiting Intelligence

2 advisors left Private Advisor Group, LLC (Harrisburg, PA) for DVB Private Wealth on the same day

Dated 2026-09-08 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

DVB PRIVATE WEALTH · destination firm

Advisor Recruiting IntelligenceSep 8, 2026 · seen 5 days ago

#2NewDerived metricRIA / WealthAdvisor Recruiting Intelligence

5 advisors left Cetera Investment Advisers LLC (Plano, TX) for Private Advisor Group, LLC within 6 days

Dated 2026-07-21 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

PRIVATE ADVISOR GROUP, LLC · destination firm

Advisor Recruiting IntelligenceJul 21, 2026 · seen 5 days ago

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=575.0
Regulatory AUM: $44BItem 5.F on the latest filing (2026-09-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $44B
Private client RAUM: $42BderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 920
RAUM per advisor: $48.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 674
Advisory employees: 670
Offices: 476Schedule D 1.F, beyond the principal office
Accounts: 142,226
Individual clients: 117,657
High net worth clients: 22,083
Custody, client assets: $4.3B
SEC number: 801-72060
CRD: 155216
Filings on the tape: 263
First filed: Dec 7, 2011
Latest filed: Sep 11, 2026
Organised: Limited Liability Company, NJ

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 913

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES THOMAS PARKS	Certified Financial Planner	MORRISTOWN, NJ \| Ridgewood, NJ \| RIDGEWOOD, NJ	24	34	1	yes
CHRISTOPHER ERIC VARGAS	n/a	MORRISTOWN, NJ \| RENO, NV \| Reno, NV	20	27	2	yes
GREGORY THOMAS LARSON	n/a	HUNTINGDON VALLEY, PA \| Huntingdon Valley, PA \| MORRISTOWN, NJ	19	25	2	yes
JOSEPH AUGUST FREDERICK	n/a	Blue Bell, PA \| MORRISTOWN, NJ \| CENTER VALLEY, PA \| BLUE BELL, PA	18	22	5	yes
DIANA MARIE COLAHAN	Certified Financial Planner	MORRISTOWN, NJ \| ALLENTOWN, PA	17	22	1	yes
CHRISTOPHER R. CAMBURN	Certified Financial Planner	MIDDLETOWN, NJ \| Middletown, NJ \| MORRISTOWN, NJ	16	26	1	yes
DANIEL JOSEPH CROCKER	Certified Financial Planner	OCEAN PINES, MD \| LANCASTER, PA \| Ocean Pines, MD \| MORRISTOWN, NJ \| Lancaster, PA	16	36	n/a	yes
PAUL CHRISTOPHER KRUEGER	n/a	Waunakee, WI \| MIDDLETON, WI \| WAUNAKEE, WI \| MORRISTOWN, NJ \| Middleton, WI	15	23	4	yes
DANIEL ROSS HELF	n/a	Middleton, WI \| MORRISTOWN, NJ \| MIDDLETON, WI	15	17	1	yes
ROBERT MICHAEL SORGE	n/a	Bedminster, NJ \| Florham Park, NJ \| BEDMINSTER, NJ \| FLORHAM PARK, NJ \| MORRISTOWN, NJ	15	27	3	yes
JAMES J PERHACS	n/a	MORRISTOWN, NJ \| Vestal, NY \| Minneapolis, MN \| Plymouth, MN	15	24	1	yes
PETER E DANESE	n/a	Yardley, PA \| Sunny Isles Beach, FL \| MORRISTOWN, NJ	15	26	1	yes
SCOTT VINCENT PARRY	n/a	Sellersville, PA \| Allentown, PA \| MORRISTOWN, NJ \| Bethlehem, PA	15	22	2	yes
MELINDA MAY STITT	n/a	MORRISTOWN, NJ \| EASTON, PA	15	44	4	yes
THOMAS J ROBERTS	n/a	ALLENTOWN, PA \| MORRISTOWN, NJ \| Upper Black Eddy, PA	15	25	1	yes
JOHN ARTHUR RAUDAT	n/a	CHESTER, CT \| MORRISTOWN, NJ	14	28	2	yes
DAVID BREAULT	n/a	MORRISTOWN, NJ \| KINNELON, NJ	14	42	3	yes
WILLIAM HART	n/a	MORRISTOWN, NJ \| Pinehurst, NC \| Winston Salem, NC	14	43	2	yes
TIMOTHY JOHN BRUNNOCK	n/a	MORRISTOWN, NJ	14	18	1	yes
DONALD J PFARR	n/a	MORRISTOWN, NJ \| Union, NJ	14	19	1	yes
TERENCE SEAN COYLE	Chartered Financial Consultant	Bernardsville, NJ \| MORRISTOWN, NJ	14	34	2	yes
PAUL ALEXANDER COLWELL	n/a	Naples, FL \| MORRISTOWN, NJ	14	29	2	yes
MARK LUCHESA	n/a	MORRISTOWN, NJ \| DAYTON, PA	14	31	2	yes
ROBERT BRUCE CUMMING	n/a	MORRISTOWN, NJ \| Langhorne, PA	14	26	3	yes
WILLIAM FRANCIS HOFFMAN	n/a	JEANNETTE, PA \| MORRISTOWN, NJ	14	23	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOOKS, JAMES, ALAN	CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR	Na	yes	07/2019	Sep 11, 2026	Sep 11, 2026
HYLAND, JOHN, PATRIC	EXECUTIVE CHAIR	Na	yes	12/2010	Sep 11, 2026	Sep 11, 2026
MOORE, ROBERT, JOSEPH	EXECUTIVE CHAIR	Na	yes	12/2020	Sep 11, 2026	Sep 11, 2026
PAG HOLDINGS, LLC	OWNER, MANAGING MEMBER	E	yes	01/2020	Sep 11, 2026	Sep 11, 2026
PERHACS, JAMES, J	MANAGING DIRECTOR, CHIEF OPERATING OFFICER	Na	yes	06/2014	Sep 11, 2026	Sep 11, 2026
SCHORR, ADAM, J	CHIEF FINANCIAL OFFICER	Na	yes	03/2023	Sep 11, 2026	Sep 11, 2026
SMITH, FRANKLIN, R	CHIEF EXECUTIVE OFFICER	Na	yes	01/2023	Sep 11, 2026	Sep 11, 2026
SULLIVAN, JAMES, DANIEL	MANAGING DIRECTOR	Na	yes	06/2014	Sep 11, 2026	Sep 11, 2026
SULLIVAN, PATRICK, JAMES	EXECUTIVE CHAIR	Na	yes	12/2010	Sep 11, 2026	Sep 11, 2026
SULLIVAN, SEAN, PAUL	CHIEF LEGAL OFFICER, CHIEF PRIVACY OFFICER	Na	yes	01/2021	Sep 11, 2026	Sep 11, 2026
HYLAND, JOHN, PATRIC	Owner	C	yes	01/2020	Dec 7, 2011	Sep 27, 2024
PAG LEGACY PARTNERS LLC	Owner	E	yes	12/2021	Jan 14, 2022	Sep 27, 2024
PAG PARTNERSHIP HOLDCO LLC	Owner	E	yes	12/2021	Jan 14, 2022	Sep 27, 2024
SULLIVAN, PATRICK, JAMES	Owner	C	yes	01/2020	Dec 7, 2011	Sep 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PAG FINANCIAL, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
EAST LANSING	Mi	United States	16	yes
Plymouth	Mn	United States	15	yes
MOUNT JULIET	Tn	United States	14	yes
Reston	Va	United States	14	yes
NEW ROCHELLE	NY	United States	13	yes
WEST CHESTER	Pa	United States	10	yes
CENTER VALLEY	Pa	United States	8	yes
Charlottesville	Va	United States	8	yes
Munster	In	United States	7	yes
Louisville	Ky	United States	7	yes
Bedminster	Nj	United States	7	yes
Albany	NY	United States	7	yes
Lansdale	Pa	United States	7	yes
WEST HARTFORD	Ct	United States	6	no
Lansing	Mi	United States	5	yes
Bedminster	Nj	United States	5	yes
MT. LAUREL	Nj	United States	5	yes
Buffalo	NY	United States	5	no
Allentown	Pa	United States	5	yes
Allentown	Pa	United States	5	yes
Stroudsburg	Pa	United States	5	yes
Springfield	IL	United States	4	yes
Mcmurray	Pa	United States	4	yes
ROCK HILL	Sc	United States	4	yes
Middleton	Wi	United States	4	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 20

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 28, 2026	$44B	$44B	674	670	476	n/a	n/a
2024	Mar 29, 2025	$37B	$37B	747	742	461	n/a	n/a
2023	Mar 15, 2024	$32B	$32B	726	721	349	n/a	n/a
2022	Mar 17, 2023	$26B	$26B	703	699	349	n/a	n/a
2021	Apr 1, 2022	$34B	$34B	651	649	300	n/a	n/a
2020	Mar 30, 2021	$26B	$26B	651	649	300	n/a	n/a
2019	Mar 30, 2020	$21B	$21B	641	637	300	n/a	n/a
2018	Mar 29, 2019	$17B	$16B	680	677	256	n/a	n/a
2017	Mar 29, 2018	$15B	$15B	667	664	256	n/a	n/a
2016	Mar 30, 2017	$12B	$12B	584	581	n/a	n/a	n/a
2015	Mar 28, 2016	$9.6B	$9.6B	519	516	n/a	n/a	n/a
2014	Apr 20, 2015	$5.8B	$5.8B	412	410	n/a	n/a	n/a
2013	Feb 27, 2014	$4.2B	$4.2B	321	320	n/a	n/a	n/a
2012	Mar 25, 2013	$2.2B	$2.2B	204	197	n/a	n/a	n/a
2011	Mar 15, 2012	$616M	$616M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
52	25	27	2.7%	17	11	0	123	86

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$44B	$37B	19.0%	$26B	20.0%	674	747	476	461

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction; showing 20 of 40

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
DVB PRIVATE WEALTH	2	Sep 8, 2026	Aug 21, 2026	YORK, PA	Team lift out	Ibd to new firm	0.2%
CREATIVE PLANNING	2	Apr 10, 2026	Apr 10, 2026	COLUMBIA, MD	Team lift out	Ibd to RIA	0.3%
CADIA PRIVATE CLIENT LLC	2	Nov 6, 2025	Sep 9, 2025	PARSIPPANY, NJ	Team lift out	Ibd to new firm	0.3%
CETERA INVESTMENT ADVISERS LLC	3	Jul 14, 2025	Jul 14, 2025	MORRISTOWN, NJ	Team lift out	Ibd to ibd	0.4%
CETERA INVESTMENT ADVISERS LLC	5	Jul 14, 2025	Aug 1, 2025	CHARLOTTESVILLE, VA	Team lift out	Ibd to ibd	0.7%
TOP PRIVATE WEALTH	2	Aug 27, 2024	Aug 27, 2024	GLASTONBURY, CT	Team lift out	Ibd to RIA	0.3%
LPL FINANCIAL LLC	2	Jul 24, 2024	Jul 30, 2024	MORRISTOWN, NJ	Team lift out	Ibd to ibd	0.3%
BRIGHTSIDE WEALTH PLANNING, LLC	2	Jan 17, 2024	Jan 22, 2024	MORRISTOWN, NJ	Team lift out	Ibd to state RIA	0.3%
LPL FINANCIAL LLC	2	Nov 1, 2023	Mar 2, 2022	BURR RIDGE, IL	Team lift out	Ibd to ibd	0.3%
SOWELL MANAGEMENT	2	Apr 10, 2023	Jan 1, 2025	MORRISTOWN, NJ	Team lift out	Ibd to RIA	0.3%
UNIQUE WEALTH STRATEGIES	3	Mar 29, 2023	Dec 19, 2022	BURR RIDGE, IL	Team lift out	Ibd to RIA	0.5%
WINTHROP WEALTH	4	Dec 2, 2022	Nov 15, 2022	BELLEVUE, WA	Team lift out	Ibd to RIA	0.6%
ONEPOINT BFG WEALTH PARTNERS	2	Jun 8, 2022	Jun 15, 2022	MORRISTOWN, NJ	Team lift out	Ibd to RIA	0.3%
LUCEY ADVISORY GROUP	2	Mar 2, 2022	Jun 22, 2020	MORRISTOWN, NJ	Team lift out	Other	0.3%
Onedigital	3	May 13, 2021	May 3, 2021	MORRISTOWN, NJ	Team lift out	Other	0.6%
INTRUA FINANCIAL	2	Apr 12, 2021	Jan 9, 2021	MORRISTOWN, NJ	Team lift out	Ibd to RIA	0.4%
JACKSONVILLE WEALTH MANAGEMENT	3	Apr 12, 2021	Jan 6, 2023	MORRISTOWN, NJ	Team lift out	Ibd to new firm	0.6%
IHT WEALTH MANAGEMENT LLC	5	Oct 14, 2020	Mar 19, 2021	MORRISTOWN, NJ	Team lift out	Ibd to RIA	1.0%
INDEPENDENCE SQUARE HOLDINGS, LLC	17	Jan 14, 2020	Jan 17, 2020	MORRISTOWN, NJ	Team lift out	RIA to new firm	3.4%
INDEPENDENCE SQUARE HOLDINGS, LLC	2	Jan 14, 2020	Jan 17, 2020	KING OF PRUSSIA, PA	Team lift out	RIA to new firm	0.4%

Teams in

teams that arrived here from one firm together; showing 20 of 58

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CETERA INVESTMENT ADVISERS LLC	5	Jul 21, 2026	Jul 17, 2026	ARLINGTON, TX	Team lift out	Ibd to ibd	0.0%
MARINER ADVISOR NETWORK	2	Jul 7, 2026	Jul 6, 2026	TORRANCE, CA	Channel change	Ibd to ibd	11.1%
MARYLAND FINANCIAL GROUP, INC.	2	Jul 16, 2025	Jun 23, 2025	ROCKVILLE, MD	Team lift out	RIA to ibd	18.2%
JANNEY MONTGOMERY SCOTT LLC	2	Jul 2, 2024	Jul 1, 2024	MT LAUREL, NJ	Team lift out	Ibd to ibd	0.2%
RFG ADVISORY, LLC	2	Apr 23, 2024	Apr 22, 2024	WOODBURY, TN	Team lift out	RIA to ibd	1.7%
CROWN CAPITAL SECURITIES, L.P.	4	Apr 16, 2024	Jul 18, 2024	SAN FRANCISCO, CA	Team lift out	Ibd to ibd	6.1%
INDEPENDENT FINANCIAL PARTNERS	3	May 19, 2023	Jul 26, 2024	PINE BROOK, NJ	Team lift out	Ibd to ibd	1.3%
EQUITABLE ADVISORS, LLC	3	May 3, 2023	Jul 19, 2024	ROGERS, AR	Team lift out	Ibd to ibd	0.1%
SECURIAN FINANCIAL SERVICES, INC.	2	Mar 1, 2023	Mar 8, 2023	BRENTWOOD, TN	Team lift out	RIA to ibd	0.2%
AK FINANCIAL GROUP	3	Dec 22, 2022	Jan 22, 2026	IRVINE, CA	Firm absorbed	RIA to ibd	75.0%
Myicon	2	Oct 13, 2022	Dec 19, 2013	KIRKLAND, WA	Team lift out	Other	40.0%
WASHINGTON TRUST ADVISORS	4	Oct 4, 2022	Sep 27, 2022	WELLESLEY, MA	Team lift out	RIA to ibd	44.4%
STIFEL, NICOLAUS & COMPANY, INCORPORATED	2	Aug 2, 2022	Jul 28, 2022	COLUMBIA, TN	Team lift out	Ibd to ibd	0.1%
INVESTORS FINANCIAL GROUP	22	Jul 25, 2022	Jan 27, 2026	PLYMOUTH, MN	Firm absorbed	RIA to ibd	95.7%
Myicon	2	Dec 31, 2021	May 5, 2014	n/a	Team lift out	Other	20.0%
PRATT COLLARD BUCK ADVISORY GROUP	4	Dec 23, 2021	Jun 24, 2021	BUFFALO, NY	Firm absorbed	RIA to ibd	100.0%
LEVEL FOUR ADVISORY SERVICES	4	Aug 27, 2021	Aug 31, 2021	DALLAS, TX	Team lift out	Ibd to ibd	4.9%
LPL FINANCIAL LLC	6	May 20, 2021	May 14, 2021	CHARLOTTESVILLE, VA	Team lift out	Ibd to ibd	0.1%
MML INVESTORS SERVICES, LLC	2	Feb 26, 2021	Mar 22, 2021	MARMORA, NJ	Team lift out	Ibd to ibd	0.1%
PRIVATE CAPITAL GROUP, LLC	2	Feb 17, 2021	Feb 12, 2021	WEST HARTFORD, CT	Team lift out	RIA to ibd	40.0%

Relationships

showing 80 of 1,480

Registered with (80)

← Christopher Bryan OwenAdvisorregistration: current employment
Sep 11, 2026 to presentfactForm ADV
← Brooke BodnerAdvisorregistration: current employment
Sep 10, 2026 to presentfactForm ADV
← Tobin Michael ZeluffAdvisorregistration: current employment
Sep 10, 2026 to presentfactForm ADV
← JON BRUCE PARKAdvisorregistration: current employment
Sep 8, 2026 to presentfactForm ADV
← JOSHUA DANIEL STIVERSAdvisorregistration: current employment
Sep 8, 2026 to presentfactForm ADV
← MARK LEVYAdvisorregistration: current employment
Sep 4, 2026 to presentfactForm ADV
← MARTIN MAJOR MCCLELLANAdvisorregistration: current employment
Sep 4, 2026 to presentfactForm ADV
← WENDY ANN HAMMONDAdvisorregistration: current employment
Sep 4, 2026 to presentfactForm ADV
← COLTEN JASPER MELLOWSAdvisorregistration: current employment
Sep 4, 2026 to presentfactForm ADV
← ELISE MARIE LEVYAdvisorregistration: current employment
Sep 4, 2026 to presentfactForm ADV
← Drake Alexander ReidAdvisorregistration: current employment
Sep 2, 2026 to presentfactForm ADV
← KAMAL KABRAAdvisorregistration: current employment
Sep 2, 2026 to presentfactForm ADV
← Evan R DockterAdvisorregistration: current employment
Sep 2, 2026 to presentfactForm ADV
← JOHN PHILLIP PASSEYAdvisorregistration: current employment
Aug 28, 2026 to presentfactForm ADV
← Holly Rae GrippeAdvisorregistration: current employment
Aug 27, 2026 to presentfactForm ADV
← ANTHONY JOSEPH LAPORTAAdvisorregistration: current employment
Aug 27, 2026 to presentfactForm ADV
← Pich Molyka NhekAdvisorregistration: current employment
Aug 26, 2026 to presentfactForm ADV
← MICHAEL ROBERT ZENTAdvisorregistration: current employment
Aug 25, 2026 to presentfactForm ADV
← DANIEL KING OTTAdvisorregistration: current employment
Aug 25, 2026 to presentfactForm ADV
← JOHN THOMAS MILLSAdvisorregistration: current employment
Aug 25, 2026 to presentfactForm ADV
← Andrew Rocky ChenAdvisorregistration: current employment
Aug 25, 2026 to presentfactForm ADV
← Cameron Mohamad ReidAdvisorregistration: current employment
Aug 25, 2026 to presentfactForm ADV
← Jeffrey WeaverAdvisorregistration: current employment
Aug 25, 2026 to presentfactForm ADV
← Ryan Joseph MorganAdvisorregistration: current employment
Aug 24, 2026 to presentfactForm ADV
← Robert Cameron AmesAdvisorregistration: current employment
Aug 10, 2026 to presentfactForm ADV
← ANDREW CHARLES SNYDERAdvisorregistration: current employment
Aug 10, 2026 to presentfactForm ADV
← RICHARD JOSEPH SWIFTAdvisorregistration: current employment
Jul 30, 2026 to presentfactForm ADV
← Daniel ParksAdvisorregistration: current employment
Jul 29, 2026 to presentfactForm ADV
← Davy Eleen GranadosAdvisorregistration: current employment
Jul 27, 2026 to presentfactForm ADV
← Joseph WilsonAdvisorregistration: current employment
Jul 27, 2026 to presentfactForm ADV
and 50 more

Dated events

5 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 8, 2026
Team lift-out
2 advisors left Private Advisor Group, LLC (Harrisburg, PA) for DVB Private Wealth on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Sep 8, 2026
Advisor changed firm
Jason Velencia left Private Advisor Group, Llc for Dvb Private Wealth (registered 2026-08-21)
Form ADVobserved 5 days ago
Occurred
Sep 8, 2026
Advisor changed firm
Michael Benkovic left Private Advisor Group, Llc for Dvb Private Wealth (registered 2026-08-21)
Form ADVobserved 5 days ago
Occurred
Aug 3, 2026
Advisor changed firm
Benjamin Alvis Gentry left Private Advisor Group, Llc for Lpl Financial Llc (registered 2025-12-18)
Form ADVobserved 5 days ago
Occurred
Aug 3, 2026
Advisor changed firm
Ellen Michelle Scheeler left Private Advisor Group, Llc for Scheeler Financial Group (registered 2026-07-31)
Form ADVobserved 5 days ago
Occurred
Aug 3, 2026
Advisor changed firm
Frederick Lawrence Scheeler left Private Advisor Group, Llc for Scheeler Financial Group (registered 2026-07-31)
Form ADVobserved 5 days ago
Occurred
Jul 27, 2026
Advisor changed firm
Leslie Minter Castillo left Private Advisor Group, Llc for Wells Fargo Advisors (registered 2026-07-24)
Form ADVobserved 5 days ago
Occurred
Jul 21, 2026
Team lift-out
5 advisors left Cetera Investment Advisers LLC (Plano, TX) for Private Advisor Group, LLC within 6 days
Form ADVobserved 5 days ago
5 advisors
Occurred
Jul 20, 2026
Advisor changed firm
Ryan Matthew Czamara left Private Advisor Group, Llc for Independent Advisor Alliance, Llc (registered 2026-07-23)
Form ADVobserved 5 days ago
Occurred
Jul 16, 2026
Advisor changed firm
Darrell Dean Woodcock left Private Advisor Group, Llc for Lpl Financial Llc (registered 2026-07-01)
Form ADVobserved 5 days ago
Occurred
Jun 24, 2026
Advisor changed firm
Ryan Kobe Tillery left Private Advisor Group, Llc for Lpl Financial Llc (registered 2026-06-29)
Form ADVobserved 5 days ago
Occurred
Jun 24, 2026
Advisor changed firm
Rachel Harris left Private Advisor Group, Llc for Neuberger Berman Bd Llc (registered 2026-09-01)
Form ADVobserved 5 days ago
Occurred
Jun 23, 2026
Advisor changed firm
Benson Den Tee Lim left Private Advisor Group, Llc for Wells Fargo Advisors (registered 2026-06-12)
Form ADVobserved 5 days ago
Occurred
May 21, 2026
Advisor changed firm
Christopher James Cutlip left Private Advisor Group, Llc for Evermay Wealth Management, Llc (registered 2026-06-04)
Form ADVobserved 5 days ago
Occurred
Apr 10, 2026
Team lift-out
2 advisors left Private Advisor Group, LLC (Columbia, MD) for Creative Planning on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Apr 10, 2026
Advisor changed firm
Scot Andrew Millen left Private Advisor Group, Llc for Creative Planning (registered 2026-04-10)
Form ADVobserved 5 days ago
Occurred
Apr 10, 2026
Advisor changed firm
Nancy Ann Briguglio left Private Advisor Group, Llc for Creative Planning (registered 2026-04-10)
Form ADVobserved 5 days ago
Occurred
Mar 25, 2026
Advisor changed firm
Alyson Jane Maher left Private Advisor Group, Llc for Wells Fargo Advisors (registered 2026-03-25)
Form ADVobserved 5 days ago
Occurred
Mar 25, 2026
Advisor changed firm
Justin James Bohall left Private Advisor Group, Llc for Wells Fargo Advisors (registered 2026-03-25)
Form ADVobserved 5 days ago
Occurred
Feb 17, 2026
Advisor changed firm
Steven Daniel Hough left Private Advisor Group, Llc for Lpl Financial Llc (registered 2026-02-13)
Form ADVobserved 5 days ago
Occurred
Feb 9, 2026
Advisor changed firm
Danny Earl Thomas left Private Advisor Group, Llc for Global Retirement Partners Llc (registered 2026-04-08)
Form ADVobserved 5 days ago
Occurred
Jan 6, 2026
Advisor changed firm
Alec John Quaid left Private Advisor Group, Llc for Mercer Global Advisors Inc. (registered 2026-01-06)
Form ADVobserved 5 days ago
Occurred
Jan 6, 2026
Advisor changed firm
Ryan Richard Poterack left Private Advisor Group, Llc for Mercer Global Advisors Inc. (registered 2026-01-07)
Form ADVobserved 5 days ago
Occurred
Dec 24, 2025
Advisor changed firm
Judith Ann Tengler left Private Advisor Group, Llc for Stratos Wealth Partners, Ltd (registered 2025-12-02)
Form ADVobserved 5 days ago
Occurred
Nov 6, 2025
Team lift-out
2 advisors left Private Advisor Group, LLC (Parsippany, NJ) for Cadia Private Client LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Nov 6, 2025
Advisor changed firm
Martin D Matousek left Private Advisor Group, Llc for Cadia Private Client Llc (registered 2025-09-09)
Form ADVobserved 5 days ago
Occurred
Nov 6, 2025
Advisor changed firm
Vincent G Maffucci left Private Advisor Group, Llc for Cadia Private Client Llc (registered 2025-09-09)
Form ADVobserved 5 days ago
Occurred
Oct 2, 2025
Advisor changed firm
Janna Climer left Private Advisor Group, Llc for Park Avenue Securities Llc (registered 2025-11-06)
Form ADVobserved 5 days ago
Occurred
Sep 26, 2025
Advisor changed firm
Cade Mathew Campbell left Private Advisor Group, Llc for Rbc Capital Markets, Llc (registered 2025-11-04)
Form ADVobserved 5 days ago
Occurred
Sep 8, 2025
Advisor changed firm
Moshe Aronov left Private Advisor Group, Llc for Kovack Advisors, Inc. (registered 2025-08-22)
Form ADVobserved 5 days ago
Occurred
Aug 22, 2025
Advisor changed firm
Brenton Wesley Smith left Private Advisor Group, Llc for Minichmacgregor Wealth Management, Llc (registered 2025-08-26)
Form ADVobserved 5 days ago
Occurred
Aug 11, 2025
Advisor changed firm
Jared Austin Rollins left Private Advisor Group, Llc for Edward Jones (registered 2025-08-01)
Form ADVobserved 5 days ago
Occurred
Aug 1, 2025
Advisor changed firm
Nathan Joseph Martin left Private Advisor Group, Llc for Atlantic Financial Management Llc (registered 2025-10-30)
Form ADVobserved 5 days ago
Occurred
Jul 30, 2025
Advisor changed firm
Shaymond Alan Janes left Private Advisor Group, Llc for Simplicity Wealth (registered 2025-08-08)
Form ADVobserved 5 days ago
Occurred
Jul 24, 2025
Advisor changed firm
David Michael Dunning left Private Advisor Group, Llc for Commonwealth Financial Network (registered 2025-07-24)
Form ADVobserved 5 days ago

Show 5 bookkeeping events

Occurred
Sep 18, 2026
Brendan Michael Kruh registered as an investment adviser representative at Private Advisor Group, Llc
Occurred
Sep 18, 2026
Michael Jerome Mclaughlin registered as an investment adviser representative at Private Advisor Group, Llc
Occurred
Sep 16, 2026
Joseph Stephen Razzano added a NY registration at Private Advisor Group, Llc
Occurred
Sep 15, 2026
Kennah G Parham registered as an investment adviser representative at Private Advisor Group, Llc
Occurred
Mar 31, 2026
Private Advisor Group, Llc reported 476 offices beyond its principal office, up from 461 (2026-02-26 to 2026-03-31)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eab62033-4ae5-5641-cab6-4d7863c11b9b
First observed: Dec 7, 2011
Last observed: Sep 11, 2026 9 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRIVATE ADVISOR GROUP, LLC

CRD 155216

MORRISTOWN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eab62033-4ae5-5641-cab6-4d7863c11b9b

Data as of Sep 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:03 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES THOMAS PARKS

Certified Financial Planner

MORRISTOWN, NJ | Ridgewood, NJ | RIDGEWOOD, NJ

yes

CHRISTOPHER ERIC VARGAS

n/a

MORRISTOWN, NJ | RENO, NV | Reno, NV

yes

GREGORY THOMAS LARSON

n/a

HUNTINGDON VALLEY, PA | Huntingdon Valley, PA | MORRISTOWN, NJ

yes

JOSEPH AUGUST FREDERICK

n/a

Blue Bell, PA | MORRISTOWN, NJ | CENTER VALLEY, PA | BLUE BELL, PA

yes

DIANA MARIE COLAHAN

Certified Financial Planner

MORRISTOWN, NJ | ALLENTOWN, PA

yes

CHRISTOPHER R. CAMBURN

Certified Financial Planner

MIDDLETOWN, NJ | Middletown, NJ | MORRISTOWN, NJ

yes

DANIEL JOSEPH CROCKER

Certified Financial Planner

OCEAN PINES, MD | LANCASTER, PA | Ocean Pines, MD | MORRISTOWN, NJ | Lancaster, PA

n/a

yes

PAUL CHRISTOPHER KRUEGER

n/a

Waunakee, WI | MIDDLETON, WI | WAUNAKEE, WI | MORRISTOWN, NJ | Middleton, WI

yes

DANIEL ROSS HELF

n/a

Middleton, WI | MORRISTOWN, NJ | MIDDLETON, WI

yes

ROBERT MICHAEL SORGE

n/a

Bedminster, NJ | Florham Park, NJ | BEDMINSTER, NJ | FLORHAM PARK, NJ | MORRISTOWN, NJ

yes

JAMES J PERHACS

n/a

MORRISTOWN, NJ | Vestal, NY | Minneapolis, MN | Plymouth, MN

yes

PETER E DANESE

n/a

Yardley, PA | Sunny Isles Beach, FL | MORRISTOWN, NJ

yes

SCOTT VINCENT PARRY

n/a

Sellersville, PA | Allentown, PA | MORRISTOWN, NJ | Bethlehem, PA

yes

MELINDA MAY STITT

n/a

MORRISTOWN, NJ | EASTON, PA

yes

THOMAS J ROBERTS

n/a

ALLENTOWN, PA | MORRISTOWN, NJ | Upper Black Eddy, PA

yes

JOHN ARTHUR RAUDAT

n/a

CHESTER, CT | MORRISTOWN, NJ

yes

DAVID BREAULT

n/a

MORRISTOWN, NJ | KINNELON, NJ

yes

WILLIAM HART

n/a

MORRISTOWN, NJ | Pinehurst, NC | Winston Salem, NC

yes

TIMOTHY JOHN BRUNNOCK

n/a

MORRISTOWN, NJ

yes

DONALD J PFARR

n/a

MORRISTOWN, NJ | Union, NJ

yes

TERENCE SEAN COYLE

Chartered Financial Consultant

Bernardsville, NJ | MORRISTOWN, NJ

yes

PAUL ALEXANDER COLWELL

n/a

Naples, FL | MORRISTOWN, NJ

yes

MARK LUCHESA

n/a

MORRISTOWN, NJ | DAYTON, PA

yes

ROBERT BRUCE CUMMING

n/a

MORRISTOWN, NJ | Langhorne, PA

yes

WILLIAM FRANCIS HOFFMAN

n/a

JEANNETTE, PA | MORRISTOWN, NJ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOOKS, JAMES, ALAN

CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR

yes

07/2019

Sep 11, 2026

HYLAND, JOHN, PATRIC

EXECUTIVE CHAIR

yes

12/2010

Sep 11, 2026

MOORE, ROBERT, JOSEPH

EXECUTIVE CHAIR

yes

12/2020

Sep 11, 2026

PAG HOLDINGS, LLC

OWNER, MANAGING MEMBER

yes

01/2020

Sep 11, 2026

PERHACS, JAMES, J

MANAGING DIRECTOR, CHIEF OPERATING OFFICER

yes

06/2014

Sep 11, 2026

SCHORR, ADAM, J

CHIEF FINANCIAL OFFICER

yes

03/2023

Sep 11, 2026

SMITH, FRANKLIN, R

CHIEF EXECUTIVE OFFICER

yes

01/2023

Sep 11, 2026

SULLIVAN, JAMES, DANIEL

MANAGING DIRECTOR

yes

06/2014

Sep 11, 2026

SULLIVAN, PATRICK, JAMES

EXECUTIVE CHAIR

yes

12/2010

Sep 11, 2026

SULLIVAN, SEAN, PAUL

CHIEF LEGAL OFFICER, CHIEF PRIVACY OFFICER

yes

01/2021

Sep 11, 2026

HYLAND, JOHN, PATRIC

Owner

yes

01/2020

Dec 7, 2011

Sep 27, 2024

PAG LEGACY PARTNERS LLC

Owner

yes

12/2021

Jan 14, 2022

Sep 27, 2024

PAG PARTNERSHIP HOLDCO LLC

Owner

yes

12/2021

Jan 14, 2022

Sep 27, 2024

SULLIVAN, PATRICK, JAMES

Owner

yes

01/2020

Dec 7, 2011

Sep 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PAG FINANCIAL, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

EAST LANSING

United States

yes

Plymouth

United States

yes

MOUNT JULIET

United States

yes

Reston

United States

yes

NEW ROCHELLE

United States

yes

WEST CHESTER

United States

yes

CENTER VALLEY

United States

yes

Charlottesville

United States

yes

Munster

United States

yes

Louisville

United States

yes

Bedminster

United States

yes

Albany

United States

yes

Lansdale

United States

yes

WEST HARTFORD

United States

Lansing

United States

yes

Bedminster

United States

yes

MT. LAUREL

United States

yes

Buffalo

United States

Allentown

United States

yes

Allentown

United States

yes

Stroudsburg

United States

yes

Springfield

United States

yes

Mcmurray

United States

yes

ROCK HILL

United States

yes

Middleton

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 28, 2026

$44B

674

670

476

n/a

2024

Mar 29, 2025

$37B

747

742

461

n/a

2023

Mar 15, 2024

$32B

726

721

349

n/a

2022

Mar 17, 2023

$26B

703

699

349

n/a

2021

Apr 1, 2022

$34B

651

649

300

n/a

2020

Mar 30, 2021

$26B

651

649

300

n/a

2019

Mar 30, 2020

$21B

641

637

300

n/a

2018

Mar 29, 2019

$17B

$16B

680

677

256

n/a

2017

Mar 29, 2018

$15B

667

664

256

n/a

2016

Mar 30, 2017

$12B

584

581

n/a

2015

Mar 28, 2016

$9.6B

519

516

n/a

2014

Apr 20, 2015

$5.8B

412

410

n/a

2013

Feb 27, 2014

$4.2B

321

320

n/a

2012

Mar 25, 2013

$2.2B

204

197

n/a

2011

Mar 15, 2012

$616M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

2.7%

123

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$44B

$37B

19.0%

$26B

20.0%

674

747

476

461

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

DVB PRIVATE WEALTH

Sep 8, 2026

Aug 21, 2026

YORK, PA

Team lift out

Ibd to new firm

0.2%

CREATIVE PLANNING

Apr 10, 2026

COLUMBIA, MD

Team lift out

Ibd to RIA

0.3%

CADIA PRIVATE CLIENT LLC

Nov 6, 2025

Sep 9, 2025

PARSIPPANY, NJ

Team lift out

Ibd to new firm

0.3%

CETERA INVESTMENT ADVISERS LLC

Jul 14, 2025

MORRISTOWN, NJ

Team lift out

Ibd to ibd

0.4%

CETERA INVESTMENT ADVISERS LLC

Jul 14, 2025

Aug 1, 2025

CHARLOTTESVILLE, VA

Team lift out

Ibd to ibd

0.7%

TOP PRIVATE WEALTH

Aug 27, 2024

GLASTONBURY, CT

Team lift out

Ibd to RIA

0.3%

LPL FINANCIAL LLC

Jul 24, 2024

Jul 30, 2024

MORRISTOWN, NJ

Team lift out

Ibd to ibd

0.3%

BRIGHTSIDE WEALTH PLANNING, LLC

Jan 17, 2024

Jan 22, 2024

MORRISTOWN, NJ

Team lift out

Ibd to state RIA

0.3%

LPL FINANCIAL LLC

Nov 1, 2023

Mar 2, 2022

BURR RIDGE, IL

Team lift out

Ibd to ibd

0.3%

SOWELL MANAGEMENT

Apr 10, 2023

Jan 1, 2025

MORRISTOWN, NJ

Team lift out

Ibd to RIA

0.3%

UNIQUE WEALTH STRATEGIES

Mar 29, 2023

Dec 19, 2022

BURR RIDGE, IL

Team lift out

Ibd to RIA

0.5%

WINTHROP WEALTH

Dec 2, 2022

Nov 15, 2022

BELLEVUE, WA

Team lift out

Ibd to RIA

0.6%

ONEPOINT BFG WEALTH PARTNERS

Jun 8, 2022

Jun 15, 2022

MORRISTOWN, NJ

Team lift out

Ibd to RIA

0.3%

LUCEY ADVISORY GROUP

Mar 2, 2022

Jun 22, 2020

MORRISTOWN, NJ

Team lift out

Other

0.3%

Onedigital

May 13, 2021

May 3, 2021

MORRISTOWN, NJ

Team lift out

Other

0.6%

INTRUA FINANCIAL

Apr 12, 2021

Jan 9, 2021

MORRISTOWN, NJ

Team lift out

Ibd to RIA

0.4%

JACKSONVILLE WEALTH MANAGEMENT

Apr 12, 2021

Jan 6, 2023

MORRISTOWN, NJ

Team lift out

Ibd to new firm

0.6%

IHT WEALTH MANAGEMENT LLC

Oct 14, 2020

Mar 19, 2021

MORRISTOWN, NJ

Team lift out

Ibd to RIA

1.0%

INDEPENDENCE SQUARE HOLDINGS, LLC

Jan 14, 2020

Jan 17, 2020

MORRISTOWN, NJ

Team lift out

RIA to new firm

3.4%

INDEPENDENCE SQUARE HOLDINGS, LLC

Jan 14, 2020

Jan 17, 2020

KING OF PRUSSIA, PA

Team lift out

RIA to new firm

0.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CETERA INVESTMENT ADVISERS LLC

Jul 21, 2026

Jul 17, 2026

ARLINGTON, TX

Team lift out

Ibd to ibd

0.0%

MARINER ADVISOR NETWORK

Jul 7, 2026

Jul 6, 2026

TORRANCE, CA

Channel change

Ibd to ibd

11.1%

MARYLAND FINANCIAL GROUP, INC.

Jul 16, 2025

Jun 23, 2025

ROCKVILLE, MD

Team lift out

RIA to ibd

18.2%

JANNEY MONTGOMERY SCOTT LLC

Jul 2, 2024

Jul 1, 2024

MT LAUREL, NJ

Team lift out

Ibd to ibd

0.2%

RFG ADVISORY, LLC

Apr 23, 2024

Apr 22, 2024

WOODBURY, TN

Team lift out

RIA to ibd

1.7%

CROWN CAPITAL SECURITIES, L.P.

Apr 16, 2024

Jul 18, 2024

SAN FRANCISCO, CA

Team lift out

Ibd to ibd

6.1%

INDEPENDENT FINANCIAL PARTNERS

May 19, 2023

Jul 26, 2024

PINE BROOK, NJ

Team lift out

Ibd to ibd

1.3%

EQUITABLE ADVISORS, LLC

May 3, 2023

Jul 19, 2024

ROGERS, AR

Team lift out

Ibd to ibd

0.1%

SECURIAN FINANCIAL SERVICES, INC.

Mar 1, 2023

Mar 8, 2023

BRENTWOOD, TN

Team lift out

RIA to ibd

0.2%

AK FINANCIAL GROUP

Dec 22, 2022

Jan 22, 2026

IRVINE, CA

Firm absorbed

RIA to ibd

75.0%

Myicon

Oct 13, 2022

Dec 19, 2013

KIRKLAND, WA

Team lift out

Other

40.0%

WASHINGTON TRUST ADVISORS

Oct 4, 2022

Sep 27, 2022

WELLESLEY, MA

Team lift out

RIA to ibd

44.4%

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Aug 2, 2022

Jul 28, 2022

COLUMBIA, TN

Team lift out

Ibd to ibd

0.1%

INVESTORS FINANCIAL GROUP

Jul 25, 2022

Jan 27, 2026

PLYMOUTH, MN

Firm absorbed

RIA to ibd

95.7%

Myicon

Dec 31, 2021

May 5, 2014

n/a

Team lift out

Other

20.0%

PRATT COLLARD BUCK ADVISORY GROUP

Dec 23, 2021

Jun 24, 2021

BUFFALO, NY

Firm absorbed

RIA to ibd

100.0%

LEVEL FOUR ADVISORY SERVICES

Aug 27, 2021

Aug 31, 2021

DALLAS, TX

Team lift out

Ibd to ibd

4.9%

LPL FINANCIAL LLC

May 20, 2021

May 14, 2021

CHARLOTTESVILLE, VA

Team lift out

Ibd to ibd

0.1%

MML INVESTORS SERVICES, LLC

Feb 26, 2021

Mar 22, 2021

MARMORA, NJ

Team lift out

Ibd to ibd

0.1%

PRIVATE CAPITAL GROUP, LLC

Feb 17, 2021

Feb 12, 2021

WEST HARTFORD, CT

Team lift out

RIA to ibd

40.0%