DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

John McPhee

Advisor at J.P. MORGAN SECURITIES LLC

BOSTON, MA | Milton, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eed36da8-d2d2-f073-4781-e13b445f0669

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 26, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Nov 21, 1995
First registration: Sep 26, 2007
Dual registered: yes, broker-dealer
Other names: JOHN SPAULDING MCPHEE
IAPD individual key: 2683064

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Apr 13, 2012	n/a	yes	Milton, MA\|BOSTON, MA	Current employment
LEERINK SWANN LLC	Former SEC adviser	Sep 26, 2007	Apr 13, 2012	no	BOSTON, MA\|BOSTON, MA\|BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEERINK SWANN LLC	J.P. MORGAN SECURITIES LLC	Apr 13, 2012	Apr 13, 2012	0	Firm change	Other

Relationships

Registered with (2)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Apr 13, 2012 to presentfactForm ADV
→ LEERINK SWANN LLCRegistered adviserregistration: previous registration
Sep 26, 2007 to Apr 13, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eed36da8-d2d2-f073-4781-e13b445f0669
First observed: Sep 26, 2007
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

John McPhee

Advisor at J.P. MORGAN SECURITIES LLC

BOSTON, MA | Milton, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eed36da8-d2d2-f073-4781-e13b445f0669

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:05 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

J.P. MORGAN SECURITIES LLC

Wirehouse

Apr 13, 2012

n/a

yes

Milton, MA|BOSTON, MA

Current employment

LEERINK SWANN LLC

Former SEC adviser

Sep 26, 2007

Apr 13, 2012

BOSTON, MA|BOSTON, MA|BOSTON, MA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

LEERINK SWANN LLC

J.P. MORGAN SECURITIES LLC

Apr 13, 2012

Firm change

Other