DFX Intelligence

R•••••• T••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

R•••••• T••••••••

Advisor at T• P•••••• C••••• W••••• L••

Greenville, SC

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Search this name across graphsid dfx:ria:eed3f3bd-0df4-a117-8e04-15f1337e6b41

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T• P•••••• C••••• W••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 13, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T• P•••••• C••••• W••••• L••	Bd affiliated wealth	Mar 20, 2023	n/a	yes	Greenville, SC	Current employment
P•• W••••• M•••••••••	Bd affiliated wealth	Jun 22, 2015	Nov 1, 2018	no	GREENVILLE, SC\|CHARLOTTE, NC\|Greenville, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• W••••• M•••••••••	T• P•••••• C••••• W••••• L••	Nov 1, 2018	Mar 20, 2023	1,600	Firm change after gap	Ibd to ibd
C••••• I••••••••• A•••••••• L••	P•• W••••• M•••••••••	Apr 10, 2015	Jun 22, 2015

Relationships

Registered with (4)

→ T• P•••••• C••••• W••••• L••Registered adviserregistration: current employment
Mar 20, 2023 to presentfactForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Jun 22, 2015 to Nov 1, 2018factForm ADV
→ C••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 7, 2013 to Apr 10, 2015factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eed3f3bd-0df4-a117-8e04-15f1337e6b41
First observed: Apr 4, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.