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Advisor at B. RILEY WEALTH ADVISORS, INC.
Renton, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Jul 28, 2016 | n/a | yes | Renton, WA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Jun 21, 2016 | no | SEATTLE, WA|SEATTLE, WA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Oct 8, 1997 | Jan 1, 2008 | no | SEATTLE, WA|SEATTLE, WA|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | B. RILEY WEALTH ADVISORS, INC. | Jun 21, 2016 | Jul 28, 2016 | 37 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |