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Advisor at REEVES, JAMES, TOWNSEND
RANCHO PALOS VERDES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| REEVES, JAMES, TOWNSEND | State registered | Aug 21, 2020 | n/a | yes | RANCHO PALOS VERDES, CA | Current employment |
| SSN ADVISORY, INC. | Former SEC adviser | Feb 6, 2004 | Aug 20, 2020 | no | RANCHO PALOS VERDES, CA | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jul 8, 1997 | Jan 30, 2004 | no | REDONDO BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SSN ADVISORY, INC. | REEVES, JAMES, TOWNSEND | Aug 20, 2020 | Aug 21, 2020 | 1 | Firm change | Ibd to state RIA |
| SECURITIES AMERICA ADVISORS, INC. | SSN ADVISORY, INC. | Jan 30, 2004 | Feb 6, 2004 | 7 | Firm change | Other |