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Advisor at WEDBUSH SECURITIES INC.
Pasadena, CA | Bermuda Dunes, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEDBUSH SECURITIES INC. | Bd affiliated wealth | Apr 10, 2006 | n/a | yes | Pasadena, CA|Bermuda Dunes, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Apr 10, 2006 | no | INDIAN WELLS, CA | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Nov 22, 1999 | Jul 1, 2003 | no | INDIAN WELLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WEDBUSH SECURITIES INC. | Apr 10, 2006 | Apr 10, 2006 | 0 | Firm change | Other |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |