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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

PHILLIPS EDISON & COMPANY LTD.

CRD 158901

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eef87ec4-7395-88c4-da8e-d66e059650dd

Data as of Apr 1, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2012 to Apr 1, 2014
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.7BItem 5.F on the latest filing (2014-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.7B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 282
Advisory employees: 30
Accounts: 8
SEC number: 801-73244
CRD: 158901
Filings on the tape: 5
First filed: Feb 9, 2012
Latest filed: Apr 1, 2014
Organised: Limited Liability Company, Ohio

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BELOCK, DALE, J.	SENIOR VICE PRESIDENT, ASSISTANT SECRETARY	Na	yes	01/2014	Mar 31, 2014	Apr 1, 2014
EDISON, JEFFREY, SIMONSON	LIMITED PARTNER	C	yes	05/2004	Feb 9, 2012	Apr 1, 2014
EDISON, JEFFREY, SIMONSON	CO-CHAIRMAN	Na	yes	07/2004	Feb 9, 2012	Apr 1, 2014
EDISON, JEFFREY, SIMONSON	SHAREHOLDER, CO-CHAIRMAN	D	yes	05/2004	Feb 9, 2012	Apr 1, 2014
MURPHY, DEVIN, IGNATIUS	CHIEF FINANCIAL OFFICER, TREASURER, VICE PRESIDENT	Na	yes	06/2013	Jun 27, 2013	Apr 1, 2014
MYERS, ROBERT, FREDERICK	PRESIDENT, CHIEF OPERATING OFFICER, SECRETARY	Na	yes	09/2010	Feb 9, 2012	Apr 1, 2014
PHILLIPS EDISON & COMPANY, INC.	GENERAL PARTNER	F	yes	05/2004	Feb 9, 2012	Apr 1, 2014
PHILLIPS EDISON LIMITED PARTNERSHIP	MANAGING MEMBER	E	yes	09/1999	Feb 9, 2012	Apr 1, 2014
PHILLIPS, MICHAEL, CURTIS	LIMITED PARTNER	C	yes	05/2004	Feb 9, 2012	Apr 1, 2014
PHILLIPS, MICHAEL, CURTIS	CO-CHAIRMAN, CHIEF EXECUTIVE OFFICER	Na	yes	07/2004	Feb 9, 2012	Apr 1, 2014
PHILLIPS, MICHAEL, CURTIS	SHAREHOLDER, CO-CHAIRMAN, CHIEF EXECUTIVE OFFICER	D	yes	05/2004	Feb 9, 2012	Apr 1, 2014
PHILLIPS, SARA, JOYCE	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, VICE PRESIDENT, ASSISTANT SECRETARY	Na	yes	06/2013	Jun 27, 2013	Apr 1, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PECO NNN FUND MANAGER LLC	n/a	n/a	n/a	N	yes	n/a
PECO STRATEGIC INVESTMENT FUND GP III LLC	n/a	n/a	n/a	N	yes	n/a
PECO STRATEGIC INVESTMENT FUND MANAGER II LLC	n/a	n/a	n/a	N	yes	n/a
PECO STRATEGIC INVESTMENT MANAGER LLC	n/a	n/a	n/a	N	yes	n/a
PHILLIPS EDISON & COMPANY SHOPPING CENTER OPPORTUNITY FUND MANAGING MEMBER LLC	n/a	n/a	n/a	N	yes	n/a
PHILLIPS EDISON & COMPANY, INC.	n/a	n/a	n/a	Y	yes	n/a
PHILLIPS EDISON ARIZONA LLC	n/a	n/a	n/a	Y	yes	n/a
PHILLIPS EDISON GEORGIA LLC	n/a	n/a	n/a	Y	yes	n/a
PHILLIPS EDISON LIMITED PARTNERSHIP	n/a	n/a	n/a	Y	yes	n/a
PHILLIPS EDISON NTR II LLC	n/a	n/a	n/a	N	yes	n/a
PHILLIPS EDISON NTR LLC	n/a	n/a	n/a	N	yes	n/a
PHILLIPS EDISON OHIO LLC	n/a	n/a	n/a	Y	yes	n/a
PHILLIPS EDISON VALUE ADDED COMPANY IV, L.L.C.	n/a	n/a	n/a	N	yes	n/a
PHILLIPS EDISON VALUE ADDED COMPANY LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	n/a	no
SALT LAKE CITY	Ut	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 31, 2014	$1.7B	$1.7B	282	30	n/a	n/a	n/a
2012	Mar 28, 2013	$1.8B	$1.8B	240	26	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$1.7B	$1.8B	-3.1%	n/a	n/a	282	240	n/a	n/a

Relationships

Controls (8)

← EDISON, JEFFREY, SIMONSONOwnerSHAREHOLDER, CO-CHAIRMAN, ownership code D, individual
Feb 9, 2012 to presentfactForm ADV
← MURPHY, DEVIN, IGNATIUSOwnerCHIEF FINANCIAL OFFICER, TREASURER, VICE PRESIDENT, ownership code NA, individual
Jun 27, 2013 to presentfactForm ADV
← BELOCK, DALE, J.OwnerSENIOR VICE PRESIDENT, ASSISTANT SECRETARY, ownership code NA, individual
Mar 31, 2014 to presentfactForm ADV
← MYERS, ROBERT, FREDERICKOwnerPRESIDENT, CHIEF OPERATING OFFICER, SECRETARY, ownership code NA, individual
Feb 9, 2012 to presentfactForm ADV
← PHILLIPS, SARA, JOYCEOwnerCHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, VICE PRESIDENT, ASSISTANT SECRETARY, ownership code NA, individual
Jun 27, 2013 to presentfactForm ADV
← PHILLIPS, MICHAEL, CURTISOwnerSHAREHOLDER, CO-CHAIRMAN, CHIEF EXECUTIVE OFFICER, ownership code D, individual
Feb 9, 2012 to presentfactForm ADV
← PHILLIPS EDISON & COMPANY, INC.OwnerGENERAL PARTNER, ownership code F, domestic entity
Feb 9, 2012 to presentfactForm ADV
← PHILLIPS EDISON LIMITED PARTNERSHIPOwnerMANAGING MEMBER, ownership code E, domestic entity
Feb 9, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eef87ec4-7395-88c4-da8e-d66e059650dd
First observed: Feb 9, 2012
Last observed: Apr 1, 2014 151 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PHILLIPS EDISON & COMPANY LTD.

CRD 158901

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eef87ec4-7395-88c4-da8e-d66e059650dd

Data as of Apr 1, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:51 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BELOCK, DALE, J.

SENIOR VICE PRESIDENT, ASSISTANT SECRETARY

yes

01/2014

Mar 31, 2014

Apr 1, 2014

EDISON, JEFFREY, SIMONSON

LIMITED PARTNER

yes

05/2004

Feb 9, 2012

Apr 1, 2014

EDISON, JEFFREY, SIMONSON

CO-CHAIRMAN

yes

07/2004

Feb 9, 2012

Apr 1, 2014

EDISON, JEFFREY, SIMONSON

SHAREHOLDER, CO-CHAIRMAN

yes

05/2004

Feb 9, 2012

Apr 1, 2014

MURPHY, DEVIN, IGNATIUS

CHIEF FINANCIAL OFFICER, TREASURER, VICE PRESIDENT

yes

06/2013

Jun 27, 2013

Apr 1, 2014

MYERS, ROBERT, FREDERICK

PRESIDENT, CHIEF OPERATING OFFICER, SECRETARY

yes

09/2010

Feb 9, 2012

Apr 1, 2014

PHILLIPS EDISON & COMPANY, INC.

GENERAL PARTNER

yes

05/2004

Feb 9, 2012

Apr 1, 2014

PHILLIPS EDISON LIMITED PARTNERSHIP

MANAGING MEMBER

yes

09/1999

Feb 9, 2012

Apr 1, 2014

PHILLIPS, MICHAEL, CURTIS

LIMITED PARTNER

yes

05/2004

Feb 9, 2012

Apr 1, 2014

PHILLIPS, MICHAEL, CURTIS

CO-CHAIRMAN, CHIEF EXECUTIVE OFFICER

yes

07/2004

Feb 9, 2012

Apr 1, 2014

PHILLIPS, MICHAEL, CURTIS

SHAREHOLDER, CO-CHAIRMAN, CHIEF EXECUTIVE OFFICER

yes

05/2004

Feb 9, 2012

Apr 1, 2014

PHILLIPS, SARA, JOYCE

CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, VICE PRESIDENT, ASSISTANT SECRETARY

yes

06/2013

Jun 27, 2013

Apr 1, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PECO NNN FUND MANAGER LLC

n/a

yes

n/a

PECO STRATEGIC INVESTMENT FUND GP III LLC

n/a

yes

n/a

PECO STRATEGIC INVESTMENT FUND MANAGER II LLC

n/a

yes

n/a

PECO STRATEGIC INVESTMENT MANAGER LLC

n/a

yes

n/a

PHILLIPS EDISON & COMPANY SHOPPING CENTER OPPORTUNITY FUND MANAGING MEMBER LLC

n/a

yes

n/a

PHILLIPS EDISON & COMPANY, INC.

n/a

yes

n/a

PHILLIPS EDISON ARIZONA LLC

n/a

yes

n/a

PHILLIPS EDISON GEORGIA LLC

n/a

yes

n/a

PHILLIPS EDISON LIMITED PARTNERSHIP

n/a

yes

n/a

PHILLIPS EDISON NTR II LLC

n/a

yes

n/a

PHILLIPS EDISON NTR LLC

n/a

yes

n/a

PHILLIPS EDISON OHIO LLC

n/a

yes

n/a

PHILLIPS EDISON VALUE ADDED COMPANY IV, L.L.C.

n/a

yes

n/a

PHILLIPS EDISON VALUE ADDED COMPANY LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

n/a

SALT LAKE CITY

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 31, 2014

$1.7B

282

n/a

2012

Mar 28, 2013

$1.8B

240

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$1.7B

$1.8B

-3.1%

n/a

282

240

n/a