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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

John Matthew Goles

Advisor at JANNEY MONTGOMERY SCOTT LLC

BEL AIR, MD

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Search this name across graphsid dfx:ria:ef09b00a-d0f8-6aeb-4933-5ab3ccd3f010

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 18, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JANNEY MONTGOMERY SCOTT LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 24, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Mar 24, 1998
First registration: Nov 18, 1999
Dual registered: yes, broker-dealer
Other names: JOHN GOLES
IAPD individual key: 2141625

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Nov 7, 2013	n/a	yes	BEL AIR, MD	Current employment
RBC CAPITAL MARKETS, LLC	National bd RIA	Mar 13, 2009	Dec 5, 2013	no	BEL AIR, MD	Previous registration
FERRIS, BAKER WATTS, LLC	n/a	Jun 23, 2003	Mar 13, 2009	no	BEL AIR, MD\|BEL AIR, MD	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 18, 1999	Jun 23, 2003	no	BEL AIR, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC CAPITAL MARKETS, LLC	JANNEY MONTGOMERY SCOTT LLC	Dec 5, 2013	Nov 7, 2013	-28	Firm change	Other
FERRIS, BAKER WATTS, LLC	RBC CAPITAL MARKETS, LLC	Mar 13, 2009	Mar 13, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	FERRIS, BAKER WATTS, LLC	Jun 23, 2003	Jun 23, 2003	0	Firm change	Other

Relationships

Registered with (4)

→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: current employment
Nov 7, 2013 to presentfactForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Mar 13, 2009 to Dec 5, 2013factForm ADV
→ FERRIS, BAKER WATTS, LLCRegistered adviserregistration: previous registration
Jun 23, 2003 to Mar 13, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 18, 1999 to Jun 23, 2003factForm ADV

Dated events

No dated event names this entity yet.