DFX Intelligence

E•••••••• A•• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

E•••••••• A•• W•••••••

Advisor at G•••••••• F•••••••• A•••••••• L••

San Francisco, CA

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Search this name across graphsid dfx:ria:ef0b3043-dfd4-47c7-f673-b63f7fd1618f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 12, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• F•••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• F•••••••• A•••••••• L••	Institutional manager	Oct 1, 2025	n/a	yes	San Francisco, CA	Current employment
G••••• R••••••••• P••••••• L••	Institutional manager	Oct 12, 2015	Oct 6, 2025	no	San Francisco, CA\|SAN RAFAEL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• R••••••••• P••••••• L••	G•••••••• F•••••••• A•••••••• L••	Oct 6, 2025	Oct 1, 2025	-5	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
172011:146509:CA:2025-10-06	Oct 6, 2025	Oct 1, 2025	SAN RAFAEL, CA	Firm change

Relationships

Registered with (2)

→ G•••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 1, 2025 to presentfactForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
Oct 12, 2015 to Oct 6, 2025factForm ADV

Dated events

Occurred
Oct 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef0b3043-dfd4-47c7-f673-b63f7fd1618f
First observed: Oct 12, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.