DFX Intelligence

B•••• M•••••• C•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst16 years in industry

B•••• M•••••• C•••••• S•••••

Advisor at W••••• S••••• W••••• A•••••••• L••

IRVINE, CA

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Search this name across graphsid dfx:ria:ef0f1666-4971-6003-6102-92731d4ce356

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 26, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• S••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 22, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• S••••• W••••• A•••••••• L••	Independent wealth	Feb 4, 2026	n/a	yes	IRVINE, CA	Current employment
W••••• S••••• W••••• A•••••••• L••	Independent wealth	Feb 27, 2015	Dec 31, 2025	no	IRVINE, CA\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	W••••• S••••• W••••• A•••••••• L••	Mar 11, 2015	Feb 27, 2015	-12	Firm change	Other
L•• F•••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Sep 15, 2011	Oct 5, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:173447:CA:2015-03-11	Mar 11, 2015	Feb 27, 2015	ORANGE, CA	Firm change

Relationships

Registered with (3)

→ W••••• S••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 27, 2015 to Dec 31, 2025factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 5, 2011 to Mar 11, 2015factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 26, 2010 to Sep 15, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef0f1666-4971-6003-6102-92731d4ce356
First observed: Jul 26, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.