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Advisor at LASALLE ST. INVESTMENT ADVISORS, L.L.C.
ELMHURST, IL | Wauwatosa, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LASALLE ST. INVESTMENT ADVISORS, L.L.C. | Bd affiliated wealth | Feb 8, 2019 | n/a | yes | ELMHURST, IL|Wauwatosa, WI | Current employment |
| SAXONY CAPITAL MANAGEMENT, LLC | Independent wealth | Jan 9, 2009 | Feb 27, 2019 | no | MILWAUKEE, WI|SAINT LOUIS, MO | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Aug 19, 2003 | Dec 19, 2008 | no | WAUWATOSA, WI|KENOSHA, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAXONY CAPITAL MANAGEMENT, LLC | LASALLE ST. INVESTMENT ADVISORS, L.L.C. | Feb 27, 2019 | Feb 8, 2019 | -19 | Firm change | RIA to ibd |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | SAXONY CAPITAL MANAGEMENT, LLC | Dec 19, 2008 | Jan 9, 2009 | 21 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 122692:109701:MO:2019-02-27 | Feb 27, 2019 | Feb 8, 2019 | SAINT LOUIS, MO | Firm change |