DFX Intelligence

J••• T• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)34 years in industry

J••• T• B••••••

Advisor at P••••••• F•••••••• S•••••••• I•••

COLUMBIA, MO | BALLWIN, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ef1dbd6b-5ee8-51dc-321a-50ea847684e6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 31, 1996 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• F•••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	May 16, 2025	n/a	yes	COLUMBIA, MO\|BALLWIN, MO	Current employment
C••••• • C••••••• I•••	Former SEC adviser	Oct 31, 1996	May 16, 2025	no	COLUMBIA, MO\|O'FALLON, MO\|CHESTERFIELD, MO\|ST. PETERS, MO\|BALLWIN, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• • C••••••• I•••	P••••••• F•••••••• S•••••••• I•••	May 16, 2025	May 16, 2025	0	Bulk transfer	RIA to ibd

Relationships

Registered with (2)

→ P••••••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
May 16, 2025 to presentfactForm ADV
→ C••••• • C••••••• I•••Registered adviserregistration: previous registration
Oct 31, 1996 to May 16, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef1dbd6b-5ee8-51dc-321a-50ea847684e6
First observed: Oct 31, 1996
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.