DFX Intelligence

C••••• B•••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

C••••• B•••••• W••••

Advisor at C••• L••

HOUSTON, TX | OMAHA, NE

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Search this name across graphsid dfx:ria:ef20f902-6709-6498-2954-b3c78318c140

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 17, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 23, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Jun 3, 2024	n/a	yes	HOUSTON, TX\|OMAHA, NE	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 23, 2019	Aug 8, 2022	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C••• L••	Aug 8, 2022	Jun 3, 2024	665	Firm change after gap	RIA to ibd
A••••••• F•••••••• A•••••••• L••	L•• F•••••••• L••	Dec 31, 2018	Jan 23, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:155344:TX:2022-07-28	Aug 8, 2022	Jun 3, 2024	HOUSTON, TX	Firm change after gap

Relationships

Registered with (5)

→ C••• L••Registered adviserregistration: current employment
Jun 3, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 23, 2019 to Aug 8, 2022factForm ADV
→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 11, 2017 to Dec 31, 2018factForm ADV
→ B••• I••••••••• S•••••••• I•••

Dated events

Occurred
Aug 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef20f902-6709-6498-2954-b3c78318c140
First observed: Jun 17, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.