DFX Intelligence

P•••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

P•••• A•••••••• L••

CRD 158297

NEW YORK, NY

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Search this name across graphsid dfx:ria:ef2228d5-e74d-f190-b364-b8550726e403

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 2
On other graphs: 0
Observed: Feb 16, 2012 to Mar 31, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1B••• Locked
Discretionary RAUM: $61.2M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•••• R•• M••••• F••• L•	Hedge Fund	$169M	Apr 27, 2021	7	Mar 29, 2018	dropped	021-357595
P•••• F••• P••••••• S••• S••••••••• P•••••••• N•• •• •••••	Hedge Fund	$125M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• A••	Member	E	yes	02/2010	Feb 16, 2012	Mar 28, 2024
B•••••••• A••	Principal	Na	yes	02/2010	Feb 16, 2012	Mar 28, 2024
B•••••••• A••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Cedarhurst	NY	United States	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$1.2B	-13.9%	$1.2B	-5.0%	10	11	1	1

Relationships

Affiliated with (1)

← BREVAN HOWARD US INVESTMENT MANAGEMENT LPRegistered adviserother investment adviser, bank, common control
factForm ADV

Advises (11)

→ P•••• F••• P••••••• S••• S••••••••• P•••••••• N•• •• •••••Private fundHedge Fund, IA
Mar 26, 2020 to presentfactForm ADV
→ P•••• F••• P••••••• S••• S••••••••• P•••••••• N•• •• •••••Private fundHedge Fund, IA
Mar 29, 2022 to presentfactForm ADV

Dated events

Occurred
Mar 31, 2025
Regulatory AUM changed
P•••• A•••••••• L•• reported RAUM $1.2B, up 39% from $890.0M (2024-03-28 to 2025-03-31)
Form ADVobserved 7 days ago
$344M
Occurred
Mar 28, 2024
Regulatory AUM changed
P•••• A•••••••• L•• reported RAUM $890.0M, down 28% from $1.2B (2023-06-30 to 2024-03-28)
Form ADVobserved 7 days ago
$-347M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef2228d5-e74d-f190-b364-b8550726e403
First observed: Feb 16, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.