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Advisor at STEPHENS INVESTMENT MANAGEMENT GROUP, LLC
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STEPHENS INVESTMENT MANAGEMENT GROUP, LLC | Asset manager | Sep 16, 2005 | n/a | yes | HOUSTON, TX | Current employment |
| Stephens | Bd affiliated wealth | Oct 13, 2004 | Dec 22, 2023 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Stephens | STEPHENS INVESTMENT MANAGEMENT GROUP, LLC | Dec 22, 2023 | Sep 16, 2005 | -6,671 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3496:136369:TX:2023-12-22 | Dec 22, 2023 | Sep 16, 2005 | HOUSTON, TX | Firm change after gap |