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J•••• L•••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

J•••• L•••••• B•••

Advisor at B••• • C••••••

BRENTWOOD, TN

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Search this name across graphsid dfx:ria:ef2924c5-a4ab-a325-87b5-45b9ee30813c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 9, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• • C••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 13, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••• • C••••••	Independent wealth	Sep 20, 2007	n/a	yes	BRENTWOOD, TN	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 9, 1999	May 30, 2007	no	THOUSAND OAKS, CA\|THOUSAND OAKS, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	B••• • C••••••	May 30, 2007	Sep 20, 2007	113	Firm change	Other

Relationships

Registered with (2)

→ B••• • C••••••Registered adviserregistration: current employment
Sep 20, 2007 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 9, 1999 to May 30, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef2924c5-a4ab-a325-87b5-45b9ee30813c
First observed: Feb 9, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.