DFX Intelligence

E••• J•••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

E••• J•••• A••••••

Advisor at W•••••• A•••••••• L••

BIRMINGHAM, AL | COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:ef363024-4f83-f60d-a9eb-9c1aa967b84c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 4, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• A•••••••• L••	Independent wealth	Nov 16, 2023	n/a	yes	COLORADO SPRINGS, CO\|BIRMINGHAM, AL	Current employment
R••••••••• W••••• A•••••••	Former SEC adviser	Feb 10, 2021	Apr 2, 2024	no	COLORADO SPRINGS, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• W••••• A•••••••	W•••••• A•••••••• L••	Apr 2, 2024	Nov 16, 2023	-138	Firm change after gap	RIA to RIA
W•••• F•••• A•••••••	R••••••••• W••••• A•••••••	Dec 2, 2014	Feb 10, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
108325:115332:CO:2024-04-02	Apr 2, 2024	Nov 16, 2023	COLORADO SPRINGS, CO	Firm change after gap

Relationships

Registered with (3)

→ W•••••• A•••••••• L••Registered adviserregistration: current employment
Nov 16, 2023 to presentfactForm ADV
→ R••••••••• W••••• A•••••••Registered adviserregistration: previous registration
Feb 10, 2021 to Apr 2, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 4, 2010 to Dec 2, 2014factForm ADV

Dated events

Occurred
Apr 2, 2024
Advisor changed firm
E••• J•••• A•••••• left R••••••••• W••••• A••••••• for W•••••• A•••••••• L•• (registered 2023-11-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef363024-4f83-f60d-a9eb-9c1aa967b84c
First observed: Oct 4, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.