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RIA / WealthAdvisor13 years in industry

EMILIO LEO GONZALEZ

Advisor at RFG WEALTH ADVISORY

ARGYLE, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ef419e9c-157f-53be-72da-cae71c4885f0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 10, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RFG WEALTH ADVISORY
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 8, 2015
First registration: Sep 10, 2015
Dual registered: no
IAPD individual key: 6252559

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RFG WEALTH ADVISORY	Independent wealth	Oct 13, 2016	n/a	yes	ARGYLE, TX	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	Jun 1, 2018	no	ARGYLE, TX	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Sep 10, 2015	Feb 14, 2018	no	LANTANA, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	n/a	Jun 1, 2018	n/a	n/a	Departure no registered destination	Departure
INVEST FINANCIAL CORPORATION	RFG WEALTH ADVISORY	Feb 14, 2018	Oct 13, 2016	-489	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
12984:173862:TX:2018-02-14	Feb 14, 2018	Oct 13, 2016	LANTANA, TX	Firm change after gap

Relationships

Registered with (3)

→ RFG WEALTH ADVISORYRegistered adviserregistration: current employment
Oct 13, 2016 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 14, 2018 to Jun 1, 2018factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Sep 10, 2015 to Feb 14, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef419e9c-157f-53be-72da-cae71c4885f0
First observed: Sep 10, 2015
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EMILIO LEO GONZALEZ

Advisor at RFG WEALTH ADVISORY

ARGYLE, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ef419e9c-157f-53be-72da-cae71c4885f0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:30 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

RFG WEALTH ADVISORY

Independent wealth

Oct 13, 2016

n/a

yes

ARGYLE, TX

Current employment

LPL FINANCIAL LLC

Bd affiliated wealth

Feb 14, 2018

Jun 1, 2018

ARGYLE, TX

Previous registration

INVEST FINANCIAL CORPORATION

Former SEC adviser

Sep 10, 2015

Feb 14, 2018

LANTANA, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

LPL FINANCIAL LLC

n/a

Jun 1, 2018

n/a

Departure no registered destination

Departure

INVEST FINANCIAL CORPORATION

RFG WEALTH ADVISORY

Feb 14, 2018

Oct 13, 2016

-489

Firm change after gap

Other

Team

Left

Joined

From

Kind

12984:173862:TX:2018-02-14

Feb 14, 2018

Oct 13, 2016

LANTANA, TX

Firm change after gap