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Advisor at J.P. MORGAN SECURITIES LLC
Chicago, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jan 23, 2019 | n/a | yes | Chicago, IL | Current employment |
| CAPITAL ONE ADVISORS, LLC | Former SEC adviser | Jun 15, 2017 | Dec 11, 2018 | no | Plano, TX|MCLEAN, VA | Previous registration |
| EDWARD JONES | National bd RIA | May 25, 2016 | Jan 4, 2017 | no | Maryland Heights, MO|Mansfield, TX|ST LOUIS, MO|FT WORTH, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL ONE ADVISORS, LLC | J.P. MORGAN SECURITIES LLC | Dec 11, 2018 | Jan 23, 2019 | 43 | Firm change | Other |
| EDWARD JONES | CAPITAL ONE ADVISORS, LLC | Jan 4, 2017 | Jun 15, 2017 | 162 | Firm change | Other |