DFX Intelligence

L•• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst10 years in industry

L•• D•••

Advisor at C••• P•••••••

Saint Louis, MO | OFALLON, MO

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Search this name across graphsid dfx:ria:ef52b44e-42b0-9f18-9615-6af97cd72976

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 22, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• P•••••••	Independent wealth	Dec 8, 2021	n/a	yes	Saint Louis, MO\|OFALLON, MO	Current employment
O••••• I••••••••• A••••••• L••	Independent wealth	Sep 12, 2022	Oct 24, 2023	no	St. Louis, MO\|SARASOTA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••• I••••••••• A••••••• L••	n/a	Oct 24, 2023	n/a	n/a	Departure no registered destination	Departure
E••••• J••••	C••• P•••••••	Nov 2, 2021	Dec 8, 2021	36

Relationships

Registered with (3)

→ C••• P•••••••Registered adviserregistration: current employment
Dec 8, 2021 to presentfactForm ADV
→ O••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 12, 2022 to Oct 24, 2023factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 22, 2016 to Nov 2, 2021factForm ADV

Dated events

Occurred
Oct 24, 2023
Advisor departed, no destination yet
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef52b44e-42b0-9f18-9615-6af97cd72976
First observed: Mar 22, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.