DFX Intelligence

C•••••••• M•••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

C•••••••• M•••• N•••••

Advisor at I••••• • A•••• A•••••••• I•••

ARMONK, NY

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Search this name across graphsid dfx:ria:ef5f810e-282f-a014-0b64-24a88bc678e2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 2, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••• • A•••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••• • A•••• A•••••••• I•••	Independent wealth	Nov 23, 2015	n/a	yes	ARMONK, NY	Current employment
F•••• N•••• W••••• M••••••••• L••	n/a	May 2, 2011	Aug 12, 2015	no	NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• N•••• W••••• M••••••••• L••	I••••• • A•••• A•••••••• I•••	Aug 12, 2015	Nov 23, 2015	103	Firm change	Other

Relationships

Registered with (2)

→ I••••• • A•••• A•••••••• I•••Registered adviserregistration: current employment
Nov 23, 2015 to presentfactForm ADV
→ F•••• N•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 2, 2011 to Aug 12, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef5f810e-282f-a014-0b64-24a88bc678e2
First observed: May 2, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.